how does the attorney-client privilege work with in-house counsel

by Dr. Willard Okuneva I 8 min read

Courts recognize that “in-house counsel may play a dual role of legal advisor and business advisor,” and the attorney-client privilege applies to communications with in-house attorneys only when the “primary purpose” of those communications was to “gain or provide legal assistance.”

Full Answer

What is the purpose of attorney client privilege?

The basis for the attorney-client privilege is the principle that clients and attorneys should be able to communicate in a free and frank manner. 1 The privilege belongs to the client and is a protection provided by various statutes and common law for certain communications between the client and the client’s attorney to encourage full disclosure of information between the client …

Does a client waive privilege when suing his lawyer?

Apr 18, 2018 · In order to maximize the possibility of a successful assertion of the attorney-client privilege when, as often happens these days, a corporate problem evolves into litigation, in-house counsel would be well-served to examine their company's routine business practices and make any necessary changes.

How not to waive the attorney client privilege?

Apr 15, 2019 · An attorney working as in-house counsel must have a solid understanding of the attorney-client privilege. The application of the attorney-client privilege may differ for in-house counsel in several ways that are important for the attorney to bear in mind. The attorney-client privilege protects confidential communications made during an attorney client relationship …

What is client lawyer privilege?

Privilege & the In-House Counsel 2 When a client consults with an attorney for the purpose of obtaining legal assistance, all confidential communications of the client in furtherance of that end are protected by the ACP. Elements: • Where legal advice of any kind is sought • From a professional legal advisor in his capacity as such

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Is communication with in-house counsel privileged?

Whether privilege protects an in-house lawyer's communications depends on the predominant purpose of the communication. If the objective is legal advice, then the communication is privileged, so long as it is confidential and between lawyer and client.Nov 2, 2020

What type of communications are protected by attorney-client privilege?

Under this doctrine, a lawyer's notes, observations, thoughts and research are protected from discovery processes. The attorney-client privilege only protects the essence of the communications actually had by the client and lawyer and only extends to information given for the purpose of obtaining legal representation..

What are the elements of the attorney-client privilege?

Although the precise definition of attorney–client privilege varies among state and federal courts, there are four basic elements to establish attorney–client privilege: (i) a communication; (ii) made between counsel and client; (iii) in confidence; (iv) for the purpose of seeking, obtaining or providing legal ...

Are internal communications discoverable?

With the exception of certain limited circumstances, written internal business communications can be discoverable in subsequent litigation.Jan 16, 2019

What should you not say to a lawyer?

9 Taboo Sayings You Should Never Tell Your LawyerI forgot I had an appointment. ... I didn't bring the documents related to my case. ... I have already done some of the work for you. ... My case will be easy money for you. ... I have already spoken with 5 other lawyers. ... Other lawyers don't have my best interests at heart.More items...•Mar 17, 2021

Are emails subject to attorney-client privilege?

Emailed correspondence between attorney and client is privileged. However, the client can take some actions which will waive this attorney client privilege.Apr 28, 2021

What information is covered by the duty of confidentiality?

In common law jurisdictions, the duty of confidentiality obliges solicitors (or attorneys) to respect the confidentiality of their clients' affairs. Information that solicitors obtain about their clients' affairs may be confidential, and must not be used for the benefit of persons not authorized by the client.

What is covered by legal privilege?

Legal advice privilege covers confidential communications between a client and its lawyers, whereby legal advice is given or sought. Privilege attaches to all material forming the lawyer-client communications, even if those documents do not expressly seek or convey legal advice.

How can I tell if a file is privileged?

The description of the document needs to contain sufficient facts to demonstrate why that document is privileged. Privilege logs are also commonly accompanied with a “players list” that not only shows the identity of attorneys, but also the positions of the non-lawyers on the communications.Jun 29, 2018

What emails are discoverable?

Still, personal emails are certainly discoverable under the Federal Rules of Civil Procedure. Specifically, personal emails would be considered “electronically stored information” under FRCP 34(a)(1)(A) and discoverable so long as they meet the relevance and proportionality requirements of FRCP 26(b).

Are emails between lawyers discoverable?

Emails are discoverable, unless they are subject to the Attorney Client or Work Product Privilege. It is important to note that forwarding a privileged email to a party outside of the attorney client relationship will likely result in the waiver of the privilege.Jul 9, 2018

Are communications between attorneys in the same firm privileged?

Although historically courts held there was no privilege, more recently courts—including one California court—have concluded that communications between attorneys and their firm's in-house counsel are privileged.

What is attorney client privilege?

The “attorney-client privilege” protects communications between the lawyer and the client. With limited exceptions, the privilege establishes the right of the client “to refuse to disclose, and to prevent another from disclosing, a confidential communication between client and lawyer”. Evidence Code section 954.

Can a third party waive attorney-client privilege?

The presence of a third party during a confidential communication (in-person presence or inclusion in an email or other written communication) can create a waiver of the attorney-client privilege, unless the third-party is “necessary” to the communication.

Is legal advice privileged?

Pure legal advice is privileged. Pure business advise is not privileged. Communications with a mixture of legal and business are typically entirely privileged in California. Keep business and legal advice communications separate whenever possible.

What is attorney client privilege?

The attorney-client privilege applies to communications between a client and a lawyer acting in their capacity as such, made for the purpose of obtaining or providing legal advice, that are made confidentially and kept confidential. See People v. Radojcic, 2013 IL 114197 ¶40 (2013). Because the attorney-client privilege stands in tension with Illinois policy favoring broad discovery, the privilege is narrowly applied. Archer Daniels Midland Co. v. Koppers Co., 138 Ill. App. 3d 276, 278-79 (1st Dist. 1985). This is particularly true with respect to communications involving in-house counsel, because courts are wary of turning the privilege into a general shield against discovery of material evidence given the large number of employees who frequently contact a corporation’s lawyers. Id.

Why is in house counsel important?

However, years before those battles arise, in-house counsel can play an important role in handling their communications with care and ensuring that potentially privileged and protected information will not later be discoverable.

What is the job of an in house lawyer?

In-house lawyers spend their days in near-constant communication with business colleagues, counterparties at other organizations, outside counsel, and many others. Many of those communications involve sensitive, confidential information—including information that may be protected by the attorney-client privilege, attorney work product doctrine, and related doctrines.

What is the Illinois Rule of Professional Conduct?

Illinois Rule of Professional Conduct 1.6 prohibits a lawyer from revealing information relating to the representation of a client unless the client gives informed consent, the disclosure is impliedly authorized to carry out the representation, or the disclosure is otherwise permitted or required by law. Ill. R. Prof’l Conduct R. 1.6 (a). The duty of confidentiality is very broad—it applies not only to information learned from the client, but also to any information relating to the representation, whatever the source. Ill. R. Prof’l Conduct R. 1.6, cmt. 3. And not only are lawyers forbidden from disclosing confidential information, they also have an affirmative duty to make “reasonable efforts” to protect that information from inadvertent disclosure. Ill. R. Prof’l Conduct R. 1.6 (e).

Can privileged communications raise choice of law issues?

For companies with employees, operations, and customers located throughout the country, privileged communications can also raise choice of law issues. While a full discussion of such issues is beyond the scope of this article, in-house lawyers should be aware that communications they intend and understand to be privileged could later be evaluated under another state’s law that may give lesser protection to attorney-client communications.

What is the scope of work product protection?

Illinois Supreme Court Rule 201 (b) (2) defines the scope of the work product protection. The doctrine applies to (1) material prepared by or for a party (2) in preparation for trial (3) which contains or discloses the theories, mental impressions, or litigation plans of the party’s attorney.

Do in house counsel need to bring in consultants?

In-house counsel often need to bring in consultants and other third parties in connection with normal business operations, particularly significant transactions, internal investigations, or litigation. While the general rule is that including third parties in privileged communications destroys the privilege, where a third party is acting as the agent of the lawyer or the client, the privilege may still apply.

What is the attorney-client privilege?

The Attorney-Client Privilege. The attorney-client privilege may protect a communication from disclosure if five fundamental elements exist: (1) an attorney; (2) a client; (3) a communication; (4) a confidentiality that was anticipated and preserved; and (5) legal advice or assistance (as opposed to business or personal advice) ...

What is an in house counsel?

In-house counsel is often called upon to provide input beyond a legal opinion. They often fill senior leadership roles within corporations and engage in day-to-day business decision making outside of their role as an attorney.

What is corporate email?

Corporate emails often involve multiple people with long chains of multiple communications and attachments. In making a privilege determination, one should be careful to note any third parties included on an email string who might break the privilege.

What is the purpose of attorney-client privilege?

Courts recognize that “in-house counsel may play a dual role of legal advisor and business advisor,” and the attorney-client privilege applies to communications with in-house attorneys only when the “primary purpose” of those communications was to “gain or provide legal assistance.”.

What is the work product doctrine?

The work-product doctrine protects materials made specifically to prepare for a pending or possible lawsuit, but it does not protect material prepared in the more ordinary course of business. A document was “prepared in anticipation of litigation” when two conditions have been satisfied.

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