california attorney are diciplined by what authority

by Ally Crist 4 min read

What is the Lawyer Assistance Program?

Lawyer Assistance Program. Substance abuse is a serious problem facing the legal profession. Attorneys may sign up for a confidential evaluation through the State Bar's Lawyer Assistance Program. Attorneys may also be required to participate in the Lawyer Assistance Program as the result of a discipline case.

What is the role of the state bar?

The State Bar plays a central role in the development and enforcement of laws that govern attorney conduct. The guidelines for attorneys are embodied in the Rules of Professional Conduct, which cover everything from financial arrangements between attorneys and responsibilities to clients to the confidentiality of client records.

Is substance abuse a problem in the legal profession?

Substance abuse is a serious problem facing the legal profession. Attorneys may sign up for a confidential evaluation through the State Bar's Lawyer Assistance Program. Attorneys may also be required to participate in the Lawyer Assistance Program as the result of a discipline case.

Attorney Discipline

This section includes reports of recent disciplinary actions the State Bar has taken against attorneys in violation of their ethical obligations: disbarments, suspensions, and probations. You can filter these by county.

Nonattorney Actions

The State Bar investigates complaints against individuals who engage in the unauthorized practice of law (UPL). If the investigation uncovers UPL, the Office of Chief Trial Counsel sends a cease and desist notice to the individual or business. Recent notices are posted in this section. You can filter these by county.

Discipline Statistics

Here you can find annual and quarterly data by county on attorney discipline and nonattorney actions taken by the State Bar.

Reporting responsibilities

Besides complaints, the State Bar requires attorneys to report incidents to the State Bar that may affect their ability to practice law. These incidents include:

Reporting by other agencies

The duty to inform the State Bar of various incidents falls on attorneys and on a variety of other agencies and groups:

Fee disputes

Attorneys who have a fee dispute with a client are required to notify the client about their right to fee arbitration. Find out more about Mandatory Fee Arbitration .

What is moral turpitude in California?

California attorneys convicted of a felony or misdemeanor involving moral turpitude face possible license suspension or disbarment by the California State Bar. Moral turpitude offenses typically comprise crimes of violence, theft, or fraud.

What are aggravating circumstances?

Aggravating circumstances, on the other hand, include a prior record of discipline, pattern of misconduct, and misconduct surrounded by bad faith, dishonesty, concealment or overreaching. 27. Other misconduct warranting discipline. The conviction inquiry does not end even if there is no finding of moral turpitude.

Rules of the State Bar

The Rules of the State Bar outline the practices of the State Bar, including its governance, admissions and educational standards and programs and services.

Rules of Professional Conduct

The Rules of Professional Conduct establish standards of legal ethics and professional responsibility for lawyers in California. These rules are regularly reviewed by a State Bar of California commission. Any proposed changes must be adopted by the State Bar Board of Trustees and approved by the California Supreme Court.

Selected Legal Authority

There are a number of California statutes that relate to the practice of law and the State Bar of California.

Can a lawyer represent a client without written consent?

A lawyer shall not , without informed written consent* from each client and compliance with paragraph (d), represent a client if the representation is directly adverse to another client in the same or a separate matter.

What is the requirement that the sale of all or substantially of the law practice of a lawyer?

[1] The requirement that the sale be of “all or substantially* all of the law practice of a lawyer” prohibits the sale of only a field or area of practice or the seller’s practice in a geographical area or in a particular jurisdiction. The prohibition against the sale of less than all or substantially* all of a practice protects those clients whose matters are less lucrative and who might find it difficult to secure other counsel if a sale could be limited to substantial* fee-generating matters. The purchasers are required to undertake all client matters sold in the transaction, subject to client consent. This requirement is satisfied, however, even if a purchaser is unable to undertake a particular client matter because of a conflict of interest.

Can a lawyer counsel a client?

A lawyer shall not counsel a client to engage, or assist a client in conduct that the lawyer knows* is criminal, fraudulent,* or a violation of any law, rule, or ruling of a tribunal.*

Can a lawyer enter into a business transaction with a client?

lawyer shall not enter into a business transaction with a client, or knowingly* acquire an ownership, possessory, security or other pecuniary interest adverse to a client, unless each of the following requirements has been satisfied:

Can a lawyer accept a gift from a client?

[1] A lawyer or a person* related to a lawyer may accept a gift from the lawyer’s client, subject to general standards of fairness and absence of undue influence. A lawyer also does not violate this rule merely by engaging in conduct that might result in a client making a gift, such as by sending the client a wedding announcement. Discipline is appropriate where impermissible influence occurs. (See Magee v. State Bar (1962) 58 Cal.2d 423 [24 Cal.Rptr. 839].)

Can a lawyer buy property?

A lawyer shall not directly or indirectly purchase property at a probate, foreclosure, receiver’s, trustee’s, or judicial sale in an action or proceeding in which such lawyer or any lawyer affiliated by reason of personal, business, or professional relationship with that lawyer or with that lawyer’s law firm* is acting as a lawyer for a party or as executor, receiver, trustee, administrator, guardian, or conservator.

What happens after a lawyer terminates a client relationship?

[1] After termination of a lawyer-client relationship, the lawyer owes two duties to a former client. The lawyer may not (i) do anything that will injuriously affect the former client in any matter in which the lawyer represented the former client, or (ii) at any time use against the former client knowledge or information acquired by virtue of the previous relationship. (See Oasis West Realty, LLC v. Goldman (2011) 51 Cal.4th 811 [124 Cal.Rptr.3d 256]; Wutchumna Water Co. v. Bailey (1932) 216 Cal. 564 [15 P.2d 505].) For example, (i) a lawyer could not properly seek to rescind on behalf of a new client a contract drafted on behalf of the former client and (ii) a lawyer who has prosecuted an accused person* could not represent the accused in a subsequent civil action against the government concerning the same matter. (See also Bus. & Prof. Code, § 6131; 18 U.S.C. § 207(a).) These duties exist to preserve a client’s trust in the lawyer and to encourage the client’s candor in communications with the lawyer.

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Reporting Responsibilities

  • Besides complaints, the State Bar requires attorneys to report incidents to the State Bar that may affect their ability to practice law. These incidents include: 1. Judicial sanctions 2. Criminal charges 3. Fraud judgments 4. Multiple insurance claims 5. Reversal of judgment based on conduct and discipline imposed in another state or jurisdiction I...
See more on calbar.ca.gov

Reporting by Other Agencies

  • The duty to inform the State Bar of various incidents falls on attorneys and on a variety of other agencies and groups: 1. Prosecutors must report the filing of criminal charges against an attorney 2. Institutions, such as insurance agencies, banks and courts, must report incidents involving attorneys licensed in California 3. Report by Prosecuting Agency of Charges Against Attorney Fi…
See more on calbar.ca.gov

Fee Disputes

  • Attorneys who have a fee dispute with a client are required to notify the client about their right to fee arbitration. Find out more about Mandatory Fee Arbitration.
See more on calbar.ca.gov

Related Links

  1. Mandatory reporting forms
  2. Need help with an ethical problem? Call the Ethics Hotline
  3. Learn more about other requirements for maintaining your State Bar license
See more on calbar.ca.gov