attorney disclosing who their clients are?

by Marietta Rutherford 4 min read

An attorney is obligated to disclose his client's identity, regardless of whether it is privileged if his client is a party to a pending 1itigation.lThe cli- ent's identity must also be disclosed if the privilege is invoked to cloak illegal activity.le In some cases, the court will use a balancing test in making its determination regarding disclosure.17 The test usually involves a balancing of the interests of the court in the ad- ministration of justice against the right of freedom of communica- tion between a client and his attorney.

The attorney-client privilege is a rule that protects the confidentiality of communications between lawyers and clients. Under the rule, attorneys may not divulge their clients' secrets, nor may others force them to.

Full Answer

Can a lawyer disclose information to a client?

an attorney is obligated to disclose his client's identity, regardless of whether it is privileged if his client is a party to a pending 1itigation.lthe cli- ent's identity must also be disclosed if the privilege is invoked to cloak illegal activity.le in some cases, the court will use a balancing test in making its determination regarding …

Do lawyers have a duty to disclose adverse legal advice?

Preliminary communications between a potential client and a lawyer are normally subject to the attorney-client privilege. That means that lawyers can't disclose what potential clients reveal in confidence even if the lawyers never end up representing them. (In re Auclair, 961 F.2d 65 (5th Cir. 1992).) To be sure, though, you should confirm with a lawyer you haven't hired that the …

What is the disclosure rule in law?

Mar 27, 2018 · A lawyer shall not reveal information relating to the representation of a client unless the client gives informed consent, the disclosure is impliedly authorized in order to carry out the representation or the disclosure is permitted by paragraph (b). This rule is certainly a statement of good practice.

Do lawyers have to tell you who your client is?

Jun 01, 2019 · Lawyers have a duty to disclose adverse legal authority even if it hurts their case By David L. Hudson Jr. June 1, 2019, 1:15 am CDT An attorney researches a legal question and finds a controlling...

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Is name of client confidential?

"In most situations, the identity of a client is not considered confidential and in such circumstances Attorney may disclose the fact of the representation to Prospective Client without Witness Client's consent." Citing to Los Angeles County Bar Association Professional Responsibility and Ethics Committee Op.Mar 14, 2018

What is the client confidentiality rule?

Client confidentiality is the principle that an institution or individual should not reveal information about their clients to a third party without the consent of the client or a clear legal reason.

What is the difference between the ethical duty of confidentiality and the attorney-client privilege?

The main difference between attorney-client privilege and attorney-client confidentiality is that the former is an evidentiary principle while the latter is an ethical principle.

What are the exceptions to the confidentiality rule?

Most of the mandatory exceptions to confidentiality are well known and understood. They include reporting child, elder and dependent adult abuse, and the so-called "duty to protect." However, there are other, lesserknown exceptions also required by law. Each will be presented in turn.

Under what circumstances can an attorney reveal information about the client that the attorney obtained during the representation of that client?

(a) A lawyer shall not reveal information relating to the representation of a client unless the client gives informed consent, the disclosure is impliedly authorized in order to carry out the representation or the disclosure is permitted by paragraph (b).

When may a lawyer disclose confidences of his client?

Rule 21.01 - A lawyer shall not reveal the confidences or secrets of his client except; (a) When authorized by the client after acquainting him of the consequences of the disclosure; (b) When required by law; (c) When necessary to collect his fees or to defend himself, his employees or associates or by judicial action.

What should you not say to a lawyer?

9 Taboo Sayings You Should Never Tell Your LawyerI forgot I had an appointment. ... I didn't bring the documents related to my case. ... I have already done some of the work for you. ... My case will be easy money for you. ... I have already spoken with 5 other lawyers. ... Other lawyers don't have my best interests at heart.More items...•Mar 17, 2021

Can lawyers disclose information?

Section 126 of the Act prohibits an attorney from disclosing an attorney-client privileged communication. The communication may be of any form and nature, verbal or documentary. It even covers facts observed by an attorney in the course and purpose of the attorney-client relationship.May 8, 2019

Can a lawyer breach confidentiality?

When can a solicitor breach confidentiality? A solicitor cannot be under a duty of confidentiality if the client is trying to use them or the firm to commit fraud or other crimes. A client cannot make a solicitor the confidant of a crime and expect them to close up their lips upon any secret they dare to disclose.Jan 7, 2021

What is a lawyers duty of confidentiality?

The duty of confidentiality applies to information about your client's affairs irrespective of the source of the information. It continues despite the end of the retainer or the death of the client when the right to confidentiality passes to the client's personal representatives.Nov 25, 2019

What are the 5 confidentiality rules?

Dos of confidentialityAsk for consent to share information.Consider safeguarding when sharing information.Be aware of the information you have and whether it is confidential.Keep records whenever you share confidential information.Be up to date on the laws and rules surrounding confidentiality.Sep 9, 2020

When can you disclose information about a client?

You can disclose a patient's health information to a 'responsible person' where: the patient lacks the capacity to consent or is unable to communicate consent, and. the disclosure is either necessary to provide appropriate treatment, or is made for compassionate reasons.Sep 6, 2019

What is privileged attorney?

The attorney-client privilege is a rule that preserves the confidentiality of communications between lawyers and clients. Under that rule, attorneys may not divulge their clients' secrets, nor may others force them to. The purpose of the privilege is to encourage clients ...

Why is confidentiality important in law?

The duty of confidentiality prevents lawyers from even informally discussing information related to their clients' cases with others. They must keep private almost all information related to representation of the client, even if that information didn't come from the client.

What is the client privilege?

The Client's Privilege. Generally, the attorney-client privilege applies when: an actual or potential client communicates with a lawyer regarding legal advice. the lawyer is acting in a professional capacity (rather than, for example, as a friend), and. the client intended the communications to be private and acted accordingly.

What is an example of a civil suit?

Example: In a civil suit regarding allegedly stolen funds, the judge orders the defense to turn over to the plaintiff documentation of conversations between the defendant and his attorney. The defense argues that the attorney-client privilege applies, and that the documents are protected. But the documents relate to plans between ...

Can an attorney disclose client secrets?

Under that rule, attorneys may not divulge their clients' secrets, nor may others force them to. The purpose of the privilege is to encourage clients to openly share information with their lawyers and to let lawyers provide effective representation.

Is attorney client privilege inadmissible?

If someone were to surreptitiously record the conversation, that recording would probably be inadmissible in court.

Can a client forfeit the attorney-client privilege?

No matter who hears or learns about a communication, however, the lawyer typically remains obligated not to repeat it.

What is an authorized disclosure?

[5] Except to the extent that the client's instructions or special circumstances limit that authority, a lawyer is impliedly authorized to make disclosures about a client when appropriate in carrying out the representation.

Why do clients come to lawyers?

Almost without exception, clients come to lawyers in order to determine their rights and what is, in the complex of laws and regulations, deemed to be legal and correct. Based upon experience, lawyers know that almost all clients follow the advice given, and the law is upheld. [3] The principle of client-lawyer confidentiality is given effect by ...

What should a lawyer assert on behalf of the client?

Absent informed consent of the client to do otherwise, the lawyer should assert on behalf of the client all nonfrivolous claims that the order is not authorized by other law or that the information sought is protected against disclosure by the attorney-client privilege or other applicable law.

What is client lawyer confidentiality?

The rule of client-lawyer confidentiality applies in situations other than those where evidence is sought from the lawyer through compulsion of law. The confidentiality rule, for example, applies not only to matters communicated in confidence by the client but also to all information relating to the representation, whatever its source.

What factors are considered in determining the reasonableness of the lawyer's expectation of confidentiality?

Factors to be considered in determining the reasonableness of the lawyer's expectation of confidentiality include the sensitivity of the information and the extent to which the privacy of the communication is protected by law or by a confidentiality agreement. A client may require the lawyer to implement special security measures not required by ...

What is a 3.3 disclosure?

See Rule 3.3 (c). Acting Competently to Preserve Confidentiality. Former Client.

Can a lawyer disclose information?

A lawyer may not disclose such information except as authorized or required by the Rules of Professional Conduct or other law. See also Scope. [4] Paragraph (a) prohibits a lawyer from revealing information relating to the representation of a client.

What happens if an attorney does not represent the client?

If the attorney does not represent the client, which I would ask to be confirmed in writing, then you have no obligation to provide any information regarding a case. In some situations, (such as if YOU were an attorney yourself), it would be an ethical violation for you to say anything.

What happens if you don't disclose who you represent?

Furthermore, if you or your company is involved with litigation and represented by an attorney already, any other attorneys should never contact you but should go through your attorney directly. This is an ethical rule. If the person tries to contact you again instead of your attorney, let your attorney know right away.

What is the obligation of a real attorney?

A "real attorney" has an obligation to maintain client confidentiality and not tell any Tom, Dick or Harry who s/he represents unless the client has specifically authorized them to do so.

Do you have to disclose the name of the client in a lawsuit?

In that case, the attorney doesn't need to disclose the name of the client. However, your situation sounds a little suspicious. If your company is involved in law suit with an individual, your company's attorney should be talking with the individual's attorney.

Can an attorney disclose who they are working for?

An attorney is not allowed to disclose who they are working for, unless they have that person's permission. Attorneys,for example, are not allowed to post a listing of their clients, unless each clients has given permission to be on the list. It is rarely in the client's best interest to have it revealed who their attorney is, and so the attorney should rarely ask to list such things. But, if an attorney is representing a person in a particular matter and if they are contacting an opposing party, then they should say who they are representing. But, this is not always the case and it depends what the situation is. For example, lawyers are allowed to act on someone's behalf and not reveal who they are working for, or even that they are working for anyone. This is often the case, especially in big real estate bargaining. However, if someone calls you for information and you are not satisfied that they have a right to know, you do not need to answer or give them any information at all. If a lawyer is representing a person and is going to discuss or negotiate on the person's behalf, they will let you know they are engaged to represent the person in that dealing. If there is a court case pending and a lawyer is officially representing a party, they will put their name on the court filings, and will often send letter saying whom they represent. Often, a lawyer may seek information on behalf of a client, but not want to reveal for whom they work. It is up to you to decide whether you wish to give such a person information. The one main thing a lawyer cannot do is lie and say they represent someone they do not represent. So if you ask a lawyer whom they represent in the matter, if anyone, the lawyer is not allowed to falsely name someone. But, they can refuse to answer, and you can refuse to discuss with them. However, in some locations, there are special rules about a lawyer acting as a real estate agent being allow to bluff certain things. To accurately answer your question, I would need all the details.

Is the identity of a client confidential?

The identity of a client is usually considered to be confidential information - so the attorney was correct in not answering your question. Usually, it is only after the client grants permission to the lawyer to reveal the relationship - then the attorney is permitted to do so.

Is a lawyer's communication confidential?

Communications between an attorney and the attorney's client are confidential unless the client waives the privilege. There are, however, many exceptions. Since you did not mention having any exceptional legal relationship to the client or the client's attorney, the answer most likely is no. Report Abuse.

When is Disclosure Required?

What constitutes a “significant development” for disclosure purposes depends on the individual case and circumstances.

Scope and Manner of Disclosure

If disclosure is required, California ethics opinions suggest that disclosures should be in writing in a fee agreement at the outset of the case, or as soon use of the contract attorney is anticipated.

From A Practical Standpoint

Clients don’t like surprises. Even if a law firm does not technically have a duty to disclose their use of a freelance lawyer on a client’s matter, communication is key and we suggest notifying the client.

Why don't lawyers cite cases?

However, courts look suspiciously at lawyers who claim that they didn’t cite a case because it is merely tangentially adverse. A federal district court in Maryland referred to this position as a “bold and risky gambit” in Prince George’s County v. Massey (1996), a case in Maryland federal district court.

Why is disclosure of adverse authority important?

The duty to disclose adverse authority is considered an important one to help judges decide on cases based on precedent —serving the principle of stare decisis.”. The rule is part of the profession’s commitment that attorneys must follow the duty of candor to help the system find the truth.

What is the best practice for an attorney?

The better practice for attorneys is to cite cases that seem to be adverse and then distinguish them. It is far better to do that than to raise the court’s ire or suspicion that the lawyer is being less than candid. The key is that attorneys need to realize their different roles when considering candor toward courts.

What is the current rule to cite directly adverse legal authority?

The current rule to cite directly adverse legal authority is directly tied to the duties of competence and diligence found in Rules 1.1 and 1.3, respectively. “It is a matter of competence to be aware of adverse legal authority,” Jacobowitz notes. “It also is a fundamental requirement in the duty of diligence to be knowledgeable ...

What is the ABA's original rule?

The rule is not new for the ABA. The ABA’s original ethics rules, the 1908 Canons of Ethics, included Canon 22, which said: “The conduct of the lawyer before the court and with other lawyers should be characterized by candor and fairness.”

What is the role of lawyers in the legal system?

Lawyers are often viewed primarily as advocates unilaterally pursuing their client’s positions in court, but they are also officers of the court. “As an officer of the court, the attorney has the duty of candor,” says Susan Saab Fortney, ...

Do lawyers have a duty to disclose adverse legal authority?

Lawyers have a duty to disclose adverse legal authority even if it hurts their case. An attorney researches a legal question and finds a controlling case that is adverse to her client’s position. Surprisingly, the opposing counsel neglects to cite the case to the court in her pleadings. What is the attorney to do?

What are the exceptions to the disclosure of information?

Two of the exceptions that stand out allow disclosure of information “to prevent reasonably certain death or substantial bodily harm” and “to prevent the client from committing a crime.”. Another that stands out is the one that allows disclosure if another law or a court permits or requires disclosure.

What is the rule of confidentiality for lawyers?

Every lawyer knows the basic rule that any information that pertains to the representation of a client should be kept confidential and safeguarded by the lawyer and her staff. Not only is this a common-sense rule that helps our clients trust that we will handle their matters with discretion, but also allows us to be their trusted advocates ...

What is the confidentiality rule in New York?

New York’s Profession Rule of Conduct 1.6 (the “Confidentiality Rule”) states: CONFIDENTIALITY OF INFORMATION. (a) A lawyer shall not knowingly reveal confidential information, as defined in this Rule, or use such information to the disadvantage of a client or for the advantage of the lawyer or a third person, unless: ...

What is the relationship between a lawyer and a client?

The most basic principle underlying the lawyer-client relationship is that lawyer-client communications are privileged, or confidential. This means that lawyers cannot reveal clients' oral or written statements (nor lawyers' own statements to clients) to anyone, including prosecutors, employers, friends, or family members, ...

What does Heidi tell her lawyer about the drugs?

Heidi tells her lawyer that the drugs belonged to her , and that she bought them for the first time during a period of great stress in her life, just after she lost her job. Heidi authorizes her lawyer to reveal this information to the D.A., hoping to achieve a favorable plea bargain.

What is Benny Wilson charged with?

Example: Benny Wilson is charged with possession of stolen merchandise. The day after discussing the case with his lawyer, Benny discusses it with a neighbor. As long as Benny does not say something to his neighbor like, "Here's what I told my lawyer yesterday…," the attorney-client communications remain confidential.

Is Heidi's statement to the D.A. confidential?

Heidi authorized her lawyer to reveal her confidential statement to the D.A. But a statement made for the purpose of plea bargaining is also generally confidential, so the D.A. cannot refer to it at trial. Example: Same case. Soon after her arrest, Heidi speaks to her mother in jail.

Is a lawyer's client's communication confidential?

Lawyer-client communications are confidential only if they are made in a context where it would be reasonable to expect that they would remain confidential. ( Katz v. U.S., U.S. Sup. Ct. 1967.)

Can a prisoner testify to a lawyer?

If a jailer monitors a phone call and overhears a prisoner make a damaging admission to the prisoner's lawyer, the jailer can probably testify to the defendant's statement in court.

Does Blabbermouth waive confidentiality?

Blabbermouth defendants waive (give up) the confidentiality of lawyer-client communications when they disclose those statements to someone else (other than a spouse, because a separate privilege exists for spousal communications; most states also recognize a priest-penitent privilege). Defendants have no reasonable expectation of privacy in conversations they reveal to others.

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When Is Disclosure Required?

  • What constitutes a “significant development” for disclosure purposes depends on the individual case and circumstances. COPRAC Opinion 1994-138 enumerates examples of relevant factors to determine whether a firm is required to disclose the freelance attorney relationship, including: (i) whether responsibility for overseeing the client’s matter is being changed; (ii) whether the new at…
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Scope and Manner of Disclosure

  • If disclosure is required, California ethics opinions suggest that disclosures should be in writing in a fee agreement at the outset of the case, or as soon use of the contract attorney is anticipated. See OCBA Formal Opinion 2014-1(stating “where the lawyer reasonably expects, at the outset of the case, that he will use the services of a contract lawyer to perform significant functions, he al…
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from A Practical Standpoint

  • Clients don’t like surprises. Even if a law firm does not technically have a duty to disclose their use of a freelance lawyer on a client’s matter, communication is key and we suggest notifying the client. If the law firm is using a highly skilled and competent freelance lawyer, especially if the client is being charged a reasonable rate, clients n...
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