are hospital risk managers who are not attorneys covered by attorney-client privilege?

by Lucy Brakus 10 min read

Even if the risk manager is a lawyer, communications with him or her may not be covered by attorney-client privilege, based on the reasoning in this decision. Sword or shield? The company’s attempt to prevent Casey from using confidential documents to prove her case also had some unexpected fall-out — waiver of the attorney-client privilege.

Full Answer

What is not protected by the privilege of attorney client privilege?

The Sometimes Porous Wall: Exceptions to the Attorney-Client Privilege. The attorney-client privilege is not ironclad. Not all confidential communications in connection with legal advice between an institution and its in-house or outside lawyer are protected by the privilege.

Are emails and conversations with a lawyer privileged?

May 16, 2017 · Copying an attorney does not create an attorney-client privilege Copying individuals who are not attorneys in email communications may destroy attorney-client privilege Limit the audience to those absolutely necessary for that particular communication. Do not “cc” others except on a strict need-to-know basis. 22

Can prospective clients claim privilege protection for communications with lawyers?

Apr 23, 2018 · Not all communications with an attorney are privileged from disclosure under the attorney-client privilege. The reality is that a communication ( i.e. emails, correspondence, oral communications ...

When does the privilege cover lawyers'communications to clients evaporate?

Mar 12, 2015 · Even if the risk manager is a lawyer, communications with him or her may not be covered by attorney-client privilege, based on the reasoning in this decision. Sword or shield? The company’s attempt to prevent Casey from using confidential documents to prove her case also had some unexpected fall-out — waiver of the attorney-client privilege.

Which of the following are exceptions to the attorney-client privilege?

EXCEPTIONS TO THE ATTORNEY-CLIENT PRIVILEGEDeath of a Client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent's heirs, legatees or other parties claiming under the deceased client.Fiduciary Duty. ... Crime or Fraud Exception. ... Common Interest Exception.

Who is covered by the attorney-client privilege when a corporation is the client?

Initially, the attorney-client privilege applies to communications made between privileged persons (attorneys, clients, and agents of either) in confidence for the purpose of obtaining or providing legal assistance for the client. Restatement, § 118.

Who does the privilege over communications belong to?

The privilege is the client's, not the lawyer's. The client can waive the privilege. The client will be deemed to have waived the privilege if the client does (or authorises) something which is inconsistent with the confidentiality which the privilege is intended to protect: Mann v Carnell (1999) 168 ALR 86.

Who can assert work product privilege?

Whoever creates work product has the right to assert the privilege – typically attorneys and their clients (or “representatives” of either). So long as it was created in anticipation of litigation and meets the other prongs of the test set out above in No. 1.Jun 5, 2019

Are employees covered by attorney-client privilege?

The first, and most important thing, to recognize is that attorney-client privilege between corporate attorneys and employees is limited and must relate to legal advice and the employee's actual duties at the company. Any employee who speaks with an attorney should be aware of these limitations.

What is the difference between confidentiality and attorney-client privilege?

Attorney-client privilege protects lawyers from being compelled to disclose your information to others. ... Confidentiality rules provide that attorneys are prohibited from disclosing any information for privacy reasons, unless it is generally known to others.Jan 6, 2017

Is communication between lawyers privileged?

Only communications between a lawyer and a client will be protected by legal advice privilege. This does not mean that all communications which the lawyer has with any of the employees at the corporate client will necessarily be privileged.

What makes a document legally privileged?

Privilege is a legal right which allows persons to resist compulsory disclosure of documents and information. The fact that a document is sensitive or confidential is not a bar to disclosure, although privileged documents must be confidential.

What constitutes privileged communication?

privileged communication, in law, communication between persons who have a special duty of fidelity and secrecy toward each other. Communications between attorney and client are privileged and do not have to be disclosed to the court.

What is the difference between work product and attorney-client privilege?

The attorney-client privilege protects from disclosure to third parties confidential attorney-client communications that relate to legal advice. ... The work product doctrine protects from disclosure to third parties documents and tangible things that a party or its representative prepares in anticipation of litigation.

Is a client entitled to attorney work product in California?

As one court noted, "California has two conflicting absolutes, the absolute right of a client to his attorney's work product, and the absolute right of an attorney to protect his or her impressions, conclusions, opinions, and legal research or theories from disclosure." (Metro-Goldwyn-Mayer, Inc.Feb 27, 2012

What documents are protected by the work product doctrine?

Akin, Gump, Strauss, Hauer & Feld, L.L.P. The work-product doctrine generally protects from discovery by an adverse party any materials prepared by or for a party, including by in-house counsel, in “anticipation of litigation.”

What does the prosecutor consider in gauging the extent of the corporation's cooperation?

“In gauging the extent of the corporation’s cooperation, the prosecutor may consider the corporation’s willingness to identify the culprits within the corporation, including senior executives, to make witnesses available, to disclose complete results of its internal investigation, and to waive the attorney-client and work product privileges.”

What factors should a prosecutor weigh in assessing the adequacy of a corporation's cooperation

“One factor the prosecutor may weigh in assessing the adequacy of a corporation’s cooperation is the completeness of its disclosure including, if necessary, a waiver of the attorney-client privilege and work product protections, both with respect to its internal investigation and with respect to communications between specific officers, directors, and employees and counsel.”

What is the threshold issue in Hickman v. Taylor?

As a threshold issue, you need to show the court that the requested information is within the scope of discovery. "Incident Reports" are documents which fall within the scope of discovery because they are documents prepared by persons with knowledge of the events giving rise to this action. Therefore, the defendant can avoid production only by meeting its burden of establishing privilege. The party resisting the discovery bears the burden of proving the elements of the work product immunity exception of Rule 26(b)(3). Hickman v. Taylor, 329

Is attorney client privilege protected?

If the court finds the existence of the attorney client privilege, as opposed to the work product privilege, the information is absolutely protected and showing need will not overcome the privilege. You will often face a defendant's assertion that risk management's interview of witnesses at the direction of counsel is absolutely protected by Upjohn Company v. United States, 449 U.S. 383, 66 L. Ed.2d 584, 101 S.C. 677 (1981). However, the Upjohn decision is strictly limited to the facts of that case, a point which is emphasized in the opinion. In Upjohn the court stressed that the corporate superiors had specifically directed that the in-house counsel conduct an investigation as to certain payments to foreign governments in order to ascertain whether any illegal conduct had occurred. Based on that directive, the in-house counsel of Upjohn, with the assistance of privately retained counsel, prepared questionnaires that were then disseminated to targeted individuals with specific instructions that the attorneys were investigating the payments and that the investigation was "highly confidential". Id. 449 U.S. at 387. Generally you will find that in-house counsel and the office of risk management initiated the investigations, not corporate superiors.

What is privileged attorney?

What is privileged? The attorney-client privilege protects: A communication. Between privileged persons (attorney, client, or in some cases, an agent) Made in confidence.

Who is a third party?

Third parties may include the government, potential investors, lower level employees, or opposing parties (basically anyone other than the client, the lawyer, or in some cases, an agent of the client or lawyer). Common examples of privilege waivers: Forwarding a privileged email communication to a third party. ...

Is communication between counsel and a public relations firm privileged?

Ordinarily, communication between counsel and a public relations/crisis management firm is not considered privileged unless the party asserting the privilege can show that the communication was necessary for the client to obtain informed legal advice.

What is audit committee?

When an investigation is conducted by an audit committee or special committee, the committee is a client separate and apart from the company for the purposes of the attorney-client privilege. Any investigative report shared with the company board or others at the company is potentially discoverable.

Is an investigative report privileged?

An investigative report that is sent to an attorney or even authored by an attorney must still be primarily or predominantly of a legal character to be privileged. Under most circumstances, production of information to the Government waives privilege as to that information in subsequent civil suits.