who is in charge of the diciplinary actions of an attorney

by Elena Barton II 8 min read

The State Bar handles complaints lodged against attorneys through its Office of Chief Trial Counsel. Investigators look into complaints. If charges are warranted, prosecutors present the case before a judge, who recommends disciplinary action or dismissal.

Full Answer

What happens if an attorney is disciplined by the organization?

The complainant is advised if action is taken. In cases of serious misconduct, the committee may refer the matter to court for action. If the court, after a hearing by a disciplinary panel or referee, decides to take disciplinary action against that attorney, the decision customarily is made public. WHAT CAN I EXPECT FROM THE GRIEVANCE PROCESS?

What is the Attorney Disciplinary Board?

The Attorney Disciplinary Board is the agency of the Supreme Court of Iowa that receives, initiates, and investigates complaints of ethical misconduct filed against attorneys who are authorized to practice in Iowa. Click here for the Board's current informational brochure. The Board’s primary objective is to ensure that attorneys within its ...

How do you discipline a lawyer for unethical behavior?

Attorney discipline summaries in this section are based on discipline orders, but are not official records. Official discipline information can be found on an attorney's profile and in the State Bar Court case search. Copies of official attorney discipline records are available upon request. John Arthur Hudson [#85799] of Sacramento summarily ...

What is the purpose of attorney discipline in Arizona?

The Bar is represented in disciplinary proceedings by Bar lawyers, all of whom are generally referred to as “Bar counsel.” Bar counsel include intake counsel in ACAP, branch counsel in the branch offices, and the chief branch discipline counsel who manage each branch. [9]

Can a lawyer represent more than one client?

A lawyer owes a client undivided loyalty, unburdened by the interests of other clients or the lawyer’s own personal interest. A lawyer should not represent more than one client in a matter unless both consent after full disclosure by the lawyer. If you believe that your lawyer is acting improperly in representing conflicting interests, you may file a complaint.

What is a conflict of interest in a lawyer?

Conflicts of Interest. A lawyer owes a client undivided loyalty, unburdened by the interests of other clients or the lawyer’s own personal interest. A lawyer should not represent more than one client in a matter unless both consent after full disclosure by the lawyer.

What is the Iowa Supreme Court's role in addressing complaints?

As part of its responsibility to supervise lawyers and in the interest of promoting public confidence in the legal system , the Iowa Supreme Court has created procedures for addressing complaints concerning alleged violations of the Rules of Professional Conduct.

What happens if a lawyer violates an ethical rule?

If a lawyer violates an ethical rule, the lawyer may be disciplined. Some problems with lawyers are properly the subject of a complaint of ethical violation to the Attorney Disciplinary Board. Others are not. Here are a few examples of types of complaints handled by the Board:

Do lawyers handle money?

Money and Accounting. Sometimes lawyers handle money for clients. The lawyer must promptly and completely account for a client’s money. If there is any significant delay in receiving money from a lawyer or in getting a complete accounting, a complaint can be filed.

Can a lawyer make false statements?

Lawyers are forbidden to make intentionally false statements, either to their own clients or to others. If you believe your lawyer has lied to you (for example, to cover up neglect of your matter), you may file a complaint. Lawyers should represent their clients’ interests aggressively, which may involve relying on the clients’ version of the facts. In lawsuits, disputes about the facts are resolved by the courts.

What to do if your lawyer lied to you?

Lawyers should represent their clients’ interests aggressively, which may involve relying on the clients’ version of the facts. In lawsuits, disputes about the facts are resolved by the courts.

Can a lawyer be prosecuted for disciplinary violations in more than one jurisdiction?

[172] . In other words, a lawyer can be prosecuted for disciplinary violations in more than one jurisdiction for the same conduct.

Can a respondent plead guilty to a disciplinary charge?

At times, a respondent may wish to plead guilty to the disciplinary charges, and enter into a consent judgment for discipline, which is essentially like a plea agreement. [132] There are a number of reasons why a respondent may choose this option, including a desire to avoid contesting the charges, to obtain a quicker resolution, or to be able to negotiate with Bar counsel over the recommended sanction. The consent judgment contains a guilty plea to the disciplinary offenses, which is conditioned upon the court’s approval of the consent judgment. [133]

Is the Florida Bar a discipline system?

The Florida Bar performs a number of important roles for the legal profession, and arguably none is more important than lawyer regulation and discipline. Fortunately, most lawyers will never have any interaction with the disciplinary system during their careers. Despite its significance to the practice of law, few lawyers or members of the public have a comprehensive understanding of the disciplinary process. [1]

What are the sanctions for a lawyer in Florida?

Disciplinary Sanctions. A lawyer faces a number of potential sanctions after being found guilty of a disciplinary violation. All sanctions are issued by the Florida Supreme Court, with the exception of an admonishment, which can be issued by either the court, a grievance committee, or the board.

Is Florida's disciplinary system public?

Many aspects of Florida’s disciplinary system are public. [177] During staff investigations and grievance committee proceedings, the disciplinary case is confidential; however, the Bar can respond to a person who has known facts about the case by confirming the existence of the case and its status. [178] After a grievance committee’s proceedings have concluded, the case remains confidential until after the appropriate review of the grievance committee’s action by the designated reviewer and the board, if applicable. Once those reviews have been completed, the grievance committee’s action becomes final, and the record before the grievance committee becomes public. [179] The record and proceedings before a referee or the court are also public. This includes disciplinary trials and proceedings relating to emergency suspension, interim probation, disciplinary revocation, incapacity unrelated to misconduct, contempt, or reinstatement. [180]

What is the disciplinary process?

1) Inquiry/Complaint Intake and Preliminary Investigation: The disciplinary process starts when the Bar receives a written inquiry questioning the conduct of a lawyer. [68] Inquiries may come from current or former clients, lawyers, judges, or others, and may be initiated by the Bar itself. A six-year limitations period to submit an inquiry or open an investigation applies to most disciplinary violations, beginning from the time the matter giving rise to the inquiry or investigation is or should have been discovered. [69]

How are disciplinary orders enforced?

Disciplinary orders are enforced through the court’s contempt powers. [139] The Bar initiates contempt proceedings by filing a petition for contempt and order to show cause with the court. [140] If factual findings are needed, the court may refer the matter to a referee to conduct contempt proceedings and prepare a report. [141] If the court finds the respondent in contempt for violating a disciplinary order, the court can impose any available disciplinary sanction (as well as any contempt sanction generally available to a court). [142] The disciplinary sanction for contempt typically increases in severity from the original disciplinary order. For example, if a respondent is found in contempt for practicing law while suspended, the respondent may be suspended for an additional period of time or may be disbarred. A disbarred lawyer who is found in contempt for practicing law may be permanently disbarred and/or face criminal contempt sanctions.

What is the Lawyer Assistance Program?

Lawyer Assistance Program. Substance abuse is a serious problem facing the legal profession. Attorneys may sign up for a confidential evaluation through the State Bar's Lawyer Assistance Program. Attorneys may also be required to participate in the Lawyer Assistance Program as the result of a discipline case.

What is the role of the state bar?

The State Bar plays a central role in the development and enforcement of laws that govern attorney conduct. The guidelines for attorneys are embodied in the Rules of Professional Conduct, which cover everything from financial arrangements between attorneys and responsibilities to clients to the confidentiality of client records.

Is substance abuse a problem in the legal profession?

Substance abuse is a serious problem facing the legal profession. Attorneys may sign up for a confidential evaluation through the State Bar's Lawyer Assistance Program. Attorneys may also be required to participate in the Lawyer Assistance Program as the result of a discipline case.

What should I do when choosing an attorney?

It’s always awkward to ask, “So, when’s the last time you were suspended from practice?”

Look up the attorney on the state bar association website

Each state has its own bar association that grants licenses to attorneys. These associations monitor and discipline lawyers, suspending or disbarring those who violate the code of ethics for that specific state.

Google online reviews and complaints

When picking an attorney for any matter, at the very least you should search for reviews online and see what others have said.