In order to give the court a clearer view of the evidence and its significance, expert witnesses can be hired by the lawyers defending the injured client. The importance of the type of witness
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More often, the client's attorneys (who may not know the expert even though he is well-known to technical people) will review the credentials, compare them with other candidates, and make their selection. It's even possible that a litigant will engage an expert superficially, just to keep him from working for the opposing side.
The words expert and witness are often joined together, as if the purpose of the expert is to be a witness at a trial. But most cases are settled without trial, so why do they call us witnesses? Here is a two-part chronology of the stages of expert-attorney relationship which explains some of what is really happening (or not).
Expert witnesses can play a major role in family law cases and are used frequently. In custody actions one parent may call upon a child psychologist to testify regarding the best custody schedule for the child.
Typically, the expert receives a phone call from an attorney or a search firm like IMS ExpertServices TM, describing the case in general terms. During that call the attorney usually asks if the expert has any conflicts of interest and is interested in serving.
The judgeThe judge: Per Federal Rule of Evidence 702, the trial judge will decide whether the expert in question is qualified to present an opinion to the jury.
Qualifications. An expert witness at the time of trial is qualified by the court and must be re-qualified each time that person comes to trial for the offering of opinions. The qualification is given by each trial judge and takes place regardless of prior appearances by a particular expert witness.
You will only call an expert to testify in your case if they are providing positive testimony for your position, so bias on both sides is a given.
Legal Requirements for providing Expert Witness Services According to Federal Rule of Evidence 702, expert witnesses must have “knowledge, skill, experience, training, or education” which will “help the trier of fact to understand the evidence or to determine a fact in issue.” This is a very broad standard.
When an attorney is laying the foundation for an expert witness, the attorney must establish that: the jury needs the help of an expert in order to understand facts of the case. Expert witnesses can be impeached: in the same manner as lay witnesses.
Each court can accept any person as an expert, and there have been instances where individuals who lack proper training and background have been declared experts.
Crucially, an expert must be independent. The expert witness' primary duty is to help the court, and this duty overrides any duty which he may have to those instructing him.
No explicit rules prohibit an expert from switching sides or mandate that an expert do so. Questions that arise from the process are often dealt with in the moment, including the ultimate question: Whether the expert should be disqualified altogether.
Historically, all witnesses were considered immune for their testimony provided in court. Negligent or false testimony would not result in any form of liability. The recovery of damages from an expert witness has been arguably sacrosanct as seen in our Federal court system.
It is generally accepted that an attorney who is representing a client at a judicial trial is not permitted to also be a witness at the same trial. This prohibition on an attorney acting as both an advocate and a witness at a trial appears in every state's rules of professional conduct.
During a lawsuit there are times when it is critical to have an expert witness testify on your behalf. Expert witnesses are people with specialized knowledge in a specific area. They must have the background to show the court that they have the required knowledge to be an expert.
Typically, the expert receives a phone call from an attorney or a search firm like IMS ExpertServices TM, describing the case in general terms. During that call the attorney usually asks if the expert has any conflicts of interest and is interested in serving. If the first reaction is favorable, there will be a discussion of fees, the expert will complete a confidentiality agreement and eventually be sent a box of documents.
Some experts see themselves as detectives, pro-active outside observers who can see things or find them out that might help the attorney in the case. In the pre-Internet days, my residence in Washington, DC gave me easy access to Patent files; Library of Congress stacks of old trade journals, DOT records of safety violations, and other such useful proximities.
There is an additional advantage to expert's notes, beyond the use for later reports and testimony. If the notes are descriptive, especially of a deposition, they are merely condensations of what is already on the record , harmless to produce, but their production may occupy the opposing attorney's time and distract him/her from more probing and more dangerous questions. Scribbling on the document itself is very good for this. No-one likes to admit it, but lawyers have homes and families too, and everyone has schedules which may involve air travel, so deposition lengths are usually pre-determined, and the more an expert can "waste" his opponents' time, the less time they have to attack.
That's where an expert can help by digesting the case as much as possible, and writing (and talking) clearly and simply.
Attorneys may discourage all note-taking because they are afraid it will give an eventual deposing attorney more avenues to catch and even discredit the expert. They are often the same attorneys who don't send return emails, and prefer to talk it over on the phone, yet are usually unavailable on that phone.
It's even possible that a litigant will engage an expert superficial ly, just to keep him from working for the opposing side. It's not common, but hard to avoid. Some experts are so prominent in their fields, or just so financially aggressive, that they can ask for a minimum retainer, e.g., one day/month to be paid whether that day is used or not. That may filter out the blockers from the well-meaning clients, but there's no guarantee. Also, if the expert knows the players in his field, he may deliberately refuse to work for one side in the hope that he can be engaged to work for the other, whom he may think is in the right, or whom he may know better. I've never seen a specific code of ethics for the expert-attorney relationship, but it may exist somewhere.
In my experience, anything the expert sends to the attorney or keeps for himself is discoverable, so the expert has a problem. He can take no notes while reading documents and just trust his memory, or he can take notes always aware that he might have to produce them, or he can take more personal (opinionated) notes. Attorneys may discourage all note-taking because they are afraid it will give an eventual deposing attorney more avenues to catch and even discredit the expert. They are often the same attorneys who don't send return emails, and prefer to talk it over on the phone, yet are usually unavailable on that phone. Ask for the attorney's cell number for greater availability.
Depending on the case facts, issues, and evidence complexity, expert testimony is vital to prosecute one’s case or defend a position. Whether it is clinical or technologically related, litigators and their clients may not have the expertise needed to provide the court with an opinion that can be relied upon by the court to adequately consider the evidence presented. Additionally, certain evidence will not survive objection without the proper expert.
Many cases in our Matrimonial and Family Law practice involve the use of joint or neutral experts ; our attorneys often work closely with forensic accountants, appraisers, psychologists, mental health professionals, and other experts should the need arise.
Privately-retained experts have been widely criticized because of the potential bias that may accidentally seep into the opinion. The expert is a retained service, just like any other, and a satisfied customer means repeat business. Obviously, this does not mean that all privately-retained experts are willing to put their license and reputation on the line for an attorney; however, based on certain experiences, some are flirting with misconduct, or, at the very least, trying extremely hard to provide a favorable opinion – scientifically sound or not. Many times, they are attempting to fit a square peg in a round hole. The facts do not fit, but experts – usually through eloquent persuasion and carefully coached questioning – trim the edges off the square peg to make it fit.
An expert opinion is supposed to be the product of an expert’s independent judgment – uninfluenced by who has retained them – but would their opinion change depending on which side hired them?
We are not the judge in any case; our role is to provide credible, objective, and unbiased financial information to the court to enable them to make a decision in the matter. The admissibility and the veracity of facts in a case is determined by the judge based upon their experience, knowledge of statutory and case law, and the way information is presented to the court by the lawyer and the expert.
Justin Whiddon is an Associate Attorney at Balekian Hayes, PLLC in Dallas. He earned his law degree at Texas Wesleyan University School of Law (now Texas A&M University School of Law). www.bh-pllc.com
A financial analyst and founder of the American Association of Certified QDRO Professionals, Tim Voit has testified as an expert witness regarding pension valuation and QDRO preparation multiple times. www.aacqp.org
While simply using Google to find an expert witness is an option, a better place to start is by asking counsel - either your own, or others that can provide a referral for someone experienced in your particular subject matter.
If you’ve never had to testify, you may think it’d be helpful to simply get someone experienced in a particular field (such as the financial industry), even if they are not a “specialist” on a specific topic relevant to your case.
If their opinion isn't a favorable one for your position, then perhaps they may not be the best expert witness for your particular case. In other instances, you may find that while the expert's opinion is in alignment, they simply don't lend themselves well to testifying on the subject matter.
When you're faced with the SEC or a FINRA hearing, whether in court, an arbitration, or a hearing due to regulatory action being taken against you or your firm, you'll probably be considering bringing on an expert witness to help your case.
When preparing for your case, you'll want to be as confident as possible in the abilities of your attorney as well as your expert witness. For help in selecting counsel as well as experienced expert witnesses for your case, schedule time to talk Jacko Law Group by clicking here to submit a request.
As you're selecting your expert witness, a primary consideration is whether the testimony will be only oral, or if a report will also be required. As you're searching for an expert witness, work with your attorney on interviewing them before agreeing to work with them.
Rather, the expert is tasked with providing their opinion, based on life experiences, which may or may not be in your interest. Therefore, before engaging an expert to take the stand, have them review the case, and see what their opinion is.
When an expert is hired to provide assistance in anticipation of litigation, rather than providing legal advice, the attorney-client privilege will not apply. This is because the expert is not being called to assist an attorney in determining a proper course of action, wherein privilege attaches, but rather the attorney is being called in to protect a client’s financial or liberty interests through advocacy. However, the communications may still be protected under Federal Rule of Civil Procedure 26.
Experts are divided into two categories under the Federal Rules of Evidence: testifying experts, and “experts employed only for trial preparation,” also known as consulting experts. Federal Rule of Civil Procedure Rule 26 (b) provides for the protection of facts known to a consulting expert as follows:
The American Bar Association’s Model Rules of Professional Conduct Rule 1.6 covers the attorney-client privilege. It states:
In many cases, the best approach may be to first hire a consulting expert. This expert is free to examine all issues, consider all hypotheses, and explore all alternatives, then come to a conclusion about a client’s potential fault, liability, or contributory negligence. Once a case evaluation has occurred, an attorney may then discuss with the client the potential benefits and challenges that may come with protracted litigation.
Despite the fact an interpreter is indeed a third party, whose presence would normally negate the attorney-client privilege, an interpreter is essential for the communication between attorney and client, so the attorney can render legal advice. So, too, are some experts essential for communication between attorney and client, ...
Attorneys cannot possibly have sufficient background in accounting, engineering, forensic DNA evidence, fire science, medical conditions, and the impact of underinflated tires on a wet road surface as it relates to stopping distance to be expected to practice law without the assistance of expert “interpreters” to allow them to obtain the information they need to evaluate the case and advise their clients. As long as the purpose of consulting an expert is to provide assistance to the attorney rendering legal advice, the privilege is not waived. United States v. Korvel, 296 F.2d 918, 922 (2d Cir. 1961).
Whether or not attorney-client privilege extends to discussions between the client and the expert, or discussions between the attorney and the expert involving facts disclosed by the client, depends on the purpose of the expert in the matter at hand. If, for example, an expert is retained to assist the attorney in providing legal advice, this may have a different impact on the potential discovery of evidence than if the expert is hired for the purpose of expertise in anticipation of litigation.
However, a stronger trend was noticed in the states of North Carolina, Missouri, Ohio , Wisconsin, Nevada, Rhode Island, New Jersey, Massachusetts, and Minnesota requiring that the attorney be liable for the experts’ fees. The rule in Washington goes with the majority of other states in holding the attorney responsible.
The court also reviewed other state court’s opinions on this issue which revealed that Oregon, Montana, and Florida ruled that an attorney was not responsible for litigation services ordered on behalf of the patient/client. However, a stronger trend was noticed in the states of North Carolina, Missouri, Ohio, Wisconsin, Nevada, Rhode Island, ...