when should you file a complaint against an opposing attorney

by Polly Ferry I 8 min read

If you believe an attorney has committed professional misconduct, you have the option of filing a complaint with the attorney regulatory authorities in your jurisdiction (links below). Filing a complaint against an attorney is a serious matter, and should be limited to significant problems.

If a lawyer lacks even the minimal evidence needed to ground a good faith belief or suspicion that opposing counsel has engaged in professional misconduct that raises a substantial question about the lawyer's honesty, trustworthiness, or fitness as a lawyer, then filing a grievance is prohibited.

Full Answer

What happens when you file a complaint against a lawyer?

Sep 29, 2016 · Posted on Sep 29, 2016. You could file a complaint with the Michigan Attorney Grievance Commission. Technically, it's labeled a request for investigation. If you want to pursue this, your complaint should contain as much detail as possible, i.e., describe precisely what "insults" were said, tone of voice, where it occurred, time, and all other ...

Can a lawyer threaten to file a grievance against an opposing lawyer?

DR 1-103(A) requires a lawyer to report “knowledge” of another lawyer’s serious professional misconduct (i.e., a violation of DR 1-102 that raises a “substantial question” as to the other lawyer’s “honesty, trustworthiness or fitness as a lawyer”) unless one of two exceptions applies: (1) the knowledge is “protected as a confidence or secret,” or (2) the knowledge was “gained in …

How do I file a lawsuit against a lawyer?

Sep 09, 2021 · Filing a Complaint. If you think your lawyer has violated an ethical rule, you may file a complaint with the disciplinary board in the state where the lawyer is licensed. In most states, you can file your complaint by mailing in a state-issued complaint form or a letter with the lawyer's name and contact information, your contact information, a description of the problem, …

Can a judge file a complaint against an attorney for improper behavior?

Apr 03, 2017 · There are a few important things to keep in mind when thinking of filing a complaint: Filing a complaint against an attorney is a serious matter, and should be limited to significant problems. Issues like slowness to respond, curtness, lack of empathy, condescension, or even sloppy legal work - while often meriting a cautionary review on Avvo - will rarely suffice.

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What is the most common complaint against lawyers?

Perhaps the most common kinds of complaints against lawyers involve delay or neglect. This doesn't mean that occasionally you've had to wait for a phone call to be returned. It means there has been a pattern of the lawyer's failing to respond or to take action over a period of months.

How do you deal with an unethical opposing counsel?

8 Tips for Dealing with Difficult Opposing CounselPoint out Common Ground. ... Don't be Afraid to Ask Why. ... Separate the Person from the Problem. ... Focus on your Interests. ... Don't Fall for your Assumptions. ... Take a Calculated Approach. ... Control the Conversation by Reframing. ... Pick up the Phone.

What is unethical for a lawyer?

Attorney misconduct may include: conflict of interest, overbilling, refusing to represent a client for political or professional motives, false or misleading statements, knowingly accepting worthless lawsuits, hiding evidence, abandoning a client, failing to disclose all relevant facts, arguing a position while ...

What are common sanctions for violating ethical practices for attorneys?

The most common penalties for violating ethical rules are disbarment, suspension, and public or private censure. Disbarment is the revocation of an attorney's state license, permanently rendering the attorney unqualified to practice law.

How do you negotiate with opposing counsel?

Negotiating with Belligerent Opposing CounselA few minutes passed before he initiated the fourth call. This time he spoke in a moderated voice, and we resumed our negotiations. ... Remain calm. ... Behave professionally. ... Take a break. ... Seek common ground. ... Express your positive intentions.Apr 1, 2019

Do opposing lawyers talk to each other?

(A) While representing a client, a member shall not communicate directly or indirectly about the subject of the representation with a party the member knows to be represented by another lawyer in the matter, unless the member has the consent of the other lawyer. ... (3) Communications otherwise authorized by law.

What are examples of ethics violations?

Ethics violations such as discrimination, safety violations, poor working conditions and releasing proprietary information are other examples. Situations such as bribery, forgery and theft, while certainly ethically improper, cross over into criminal activity and are often dealt with outside the company.Aug 14, 2015

What is unethical behavior examples?

5 Most Common Unethical Behaviors Ethics Resource Center (ERC) SurveyMisuse of company time. Whether it is covering for someone who shows up late or altering a timesheet, misusing company time tops the list. ... Abusive Behavior. ... Employee Theft. ... Lying to employees. ... Violating Company Internet Policies.Jul 2, 2016

Why is my attorney not fighting for me?

For example, in a custody, divorce, criminal, or civil case, your lawyer might not be fighting properly. It might be a sign of incompetence or even a conflict of interest in your client attorney relationship. If you believe that my lawyer is not fighting for me, it may be due to the lawyer's style and mannerisms.Jul 24, 2020

What is it called when a lawyer doesn't do his job?

Legal malpractice is a type of negligence in which a lawyer does harm to his or her client. Typically, this concerns lawyers acting in their own interests, lawyers breaching their contract with the client, and, one of the most common cases of legal malpractice, is when lawyers fail to act on time for clients.

What does it mean to censure an attorney?

In the most basic sense, censuring is a form of reprimand for a lawyer who is found to be acting in a way that is unprofessional. Censuring is less severe than a suspension or disbarment, often without public implications that prevent the lawyer from practicing law.May 12, 2021

How do you defend yourself against a frivolous lawsuit?

If you're wondering about how to stop most frivolous lawsuits, you must contact an experienced attorney who can advise you on the best course of action to take. Very often, a wise option is to settle out of court by apologizing or offering a small compensation to resolve the issue even if you were not at fault.

Some Scenarios

To help us think about the question in more concrete terms, let’s set forth some scenarios.

Starting Point: DR 1-103

The source of the problem is DR 1-103 (A) of the New York Code of Professional Responsibility, which provides as follows:

Does DR 7-105 Prohibit Threat to File Grievance?

Since the grievance is discretionary, the propriety of threatening to file the grievance depends on rules other than DR 1-103.

Does Threatening Grievance Violate DR 1-102 (A) (5)?

New York’s DR 1-102 (A) (5) provides that it is “misconduct” for a lawyer to engage in “conduct that is prejudicial to the administration of justice.” Does threatening a grievance violate DR 1-102 (A) (5)? In my view, there is no cut and dried answer to that question. Rather, the answer depends on all of the facts and circumstances.

Additional Factors

The purpose of the lawyer discipline system is to protect the public against future harm by lawyers who are not ethically suited to practice law, not to benefit private clients. If private clients can obtain benefits by agreeing not to file legitimate grievances, the public loses out.

Conclusion

Extremes are relatively easy to address.

Who reviews ethics complaints?

In most cases, a board of lawyers and non-lawyers will review the complaint. If there’s a potential ethical violation, the board will give the lawyer a copy of the complaint and an opportunity to respond.

What is the responsibility of a lawyer?

Lawyers are given a lot of responsibility and often deal with serious matters, from criminal charges to child custody to tax and other financial matters. When you hire a lawyer, you are trusting him or her to represent your interests in the best manner possible.

How to file a complaint against a lawyer?

In most states, you can file your complaint by mailing in a state-issued complaint form or a letter with the lawyer's name and contact information, your contact information, a description of the problem, and copies of relevant documents. In some states, you may be able to lodge your complaint over the phone or online.

Do lawyers make mistakes?

Lawyers are human, and like everyone else, they sometimes make mistakes when representing clients. In some cases, the mistakes are small and easily fixable—for example, not filing enough copies of a document with the court or needing to reschedule a meeting. Other times, the mistakes are serious—such as missing the deadline to file a lawsuit, ...

What are the rules of professional conduct?

The American Bar Association publishes the Model Rules of Professional Conduct, which lists standard ethical violations and best practices for lawyers. Some states have adopted the model rules as their own ethical rules, while others use it as a guide and modify or add rules.

Can you win a malpractice lawsuit?

If you’re looking for compensation, a malpractice lawsuit is generally the way to go. However, legal malpractice lawsuits can be very difficult to win. Among other things, you must show that your lawyer made a significant mistake in your case and that you suffered a monetary loss because of it.

What is the duty of a lawyer?

Lawyers have a duty to keep their clients reasonably informed about the status of their cases, to respond promptly to requests for information, and to consult with their clients about important decisions in their cases (for example, whether to accept a settlement offer). Not returning the client's documents.

What are some examples of attorney misconduct?

Some examples of attorney practices that violates the Rules include: Serious neglect of your case. Failure to provide an accounting of your money ...

What to do if you have concerns about an attorney?

Criminal conduct. If you are unsure whether your concerns with an attorney involve professional misconduct, in most states you can call or email the disciplinary office and discuss the matter prior to submitting a written complaint. Contact information for attorney regulatory authorities, by jurisdiction: Alabama. Alaska.

Christine G. DeBernardis

Stick to the facts in the case and focus on the issues at hand. Ignore the flowery language and don't let it get your goat! That is meant for nothing but to annoy and addressing it won't get you anywhere. Easier said than done, I know, but the best advice on that issue.

Robert A Stolzberg

Ignore the petty insults. If they try to modify the custody order, show the email to the judge to show that it is retaliation and not in good faith. Judges generally don't like parties who use children for their ulterior motives.

How to file a complaint against an attorney?

If you are having difficulty communicating with your attorney, you should consider the following before filing a complaint with The Bar: 1 Call the attorney’s office and leave a message for a return call. 2 If you do not receive a return call within a reasonable period of time, write a letter to the attorney, preferably with return receipt requested, requesting to be contacted within a specified (reasonable) period of time. If the attorney fails to respond, your letter can be used as evidence for future Florida Bar purposes.

What is the Florida Bar?

The Florida Bar accepts complaints against attorneys, investigates those complaints and prosecutes attorneys who engage in unethical conduct. The Florida Bar operates the Attorney Consumer Assistance Program (ACAP) for consumers who are dissatisfied or think a lawyer may have acted unethically and want to consider filing a complaint.

What is the phone number for ACAP?

The ACAP telephone number is toll-free: 1-866-352-0707. ACAP provides assistance in response to more than 24,000 requests a year. Download Complaint Form.

What are the rules of professional conduct?

The Rules of Professional Conduct require an attorney to return to a client all papers and property to which the client is entitled unless the attorney is asserting a lien for fees. The complete original file belongs to the lawyer, who must provide a copy of the file to the client and may charge reasonable copy costs.

What is a public reprimand?

The public reprimand is a Supreme Court-ordered form of public discipline that declares the conduct of the lawyer improper. Public reprimands are delivered before the 52-member Florida Bar Board of Governors and are public record. A downloadable video of an actual public reprimand (2 min. 7 sec., 14.7MB) has been posted for information.

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