when a client gives you a gift as an attorney

by Mr. Kirk Okuneva 9 min read

Section 127 states in paragraph (2) that “a lawyer may not accept a gift from a client, including a testamentary gift, unless: (a) the lawyer is a relative or other natural object of the client’s generosity; (b) the value conferred by the client and the benefit to the lawyer are insubstantial in amount; or (c) the client, before making the gift, has received independent advice or has been encouraged and given a reasonable opportunity to seek such advice.”

Gifts to Lawyers
[6] A lawyer may accept a gift from a client, if the transaction meets general standards of fairness. For example, a simple gift such as a present given at a holiday or as a token of appreciation is permitted.

Full Answer

Can a lawyer accept gifts from clients?

Dec 03, 2012 · Likewise, a client’s gift to an attorney as a show of appreciation for a job well done does not violate the Rule. However, Rule 4-400 does prohibit an attorney from inducing a client into making a substantial gift to the attorney, unless the client is related to the attorney.

Can I give my litigation client money?

behalf of a client giving the lawyer or a person related to the lawyer any such gift unless the lawyer (or other recipient of the gift) is related to the client. The primary concern here is the pre-sumption of undue influence that lawyers have over their clients, thereby potentially rendering voidable any gift or testamentary bequest to the lawyer.4 Note that the rule not only prohibits

What happens if a client does not receive a gift?

American Bar Association Model Rule 1.8 and its commentary warn attorneys against accepting substantial gifts from clients, saying those gifts are deemed "presumptively fraudulent" because of …

Is it ethical to give a holiday gift to a client?

Nov 30, 2016 · If you determine that the gift will not change your therapist-client relationship, it’s okay to graciously accept the gift with a simple “thank you”. Ultimately, your response will depend on the gift and your relationship with the client. You have unique insight into the client’s mental state (and the license to ask if you’re unclear).

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Can clients give attorneys gifts?

Under Rule 1.8(c) of the Rules of Professional Conduct, an "attorney shall not solicit any substantial gift from a client, including a testamentary gift, or prepare on behalf of a client an instrument giving the attorney or a person related to the attorney any substantial gift unless the attorney or other recipient of ...

Is it ethical to receive a gift from a client?

As long as you don't suspect transference or other mental/ emotional issues, and the gift doesn't violate any other ethical boundaries, be open to the experience.Nov 30, 2016

What to say when a client gives you a gift?

Specific things to say when you receive a giftThank you!Thanks, this really means a lot to me!No way! Thank you, I'm really into ____!Wow, what a great gift!I'm totally blessed that you would give me this!This is so unique!You are so thoughtful!Thank you for thinking of me!Nov 26, 2019

What is unethical for a lawyer?

Attorney misconduct may include: conflict of interest, overbilling, refusing to represent a client for political or professional motives, false or misleading statements, knowingly accepting worthless lawsuits, hiding evidence, abandoning a client, failing to disclose all relevant facts, arguing a position while ...

Under what circumstances would receiving a gift considered to be acceptable Behaviour?

So, under what circumstances might accepting gifts be ethically justifiable? In broad terms, accepting gifts may be justifiable when they promote the principles of beneficence (doing good, particularly for the client) and nonmaleficence (avoiding harm, particularly to the client).Jul 5, 2017

Is it legal to accept a gift from a client?

A member may accept a gift from a member's client, subject to general standards of fairness and absence of undue influence. The member who participates in the preparation of an instrument memorializing a gift which is otherwise permissible ought not to be subject to professional discipline.

What are the ethical considerations of gift-giving?

The acceptance of gifts, services and hospitality can leave an organisation vulnerable to accusations of unfairness, partiality or deceit, or even unlawful conduct. Commercial relationships may be subject to bias and an organisation's reputation for 'doing business ethically' will be put at risk.

What conditions would make accepting a gift from a vendor or a client acceptable?

Gifts from clients that can be shared with others in the office are acceptable. Employees are not allowed to accept gifts from vendors unless the gift is something like holiday cookies. Nothing valued at more than $25 from a customer, vendor, or other third party can be accepted by an employee.Dec 6, 2011

Can social workers give gifts to clients?

Throughout social work's history, practitioners have wrestled with the perennial challenge of gifts offered by clients. Clearly, some clients offer social workers gifts—often modest in value—as genuine expressions of appreciation with no ulterior motive or hidden agenda.

What are examples of ethics violations?

Ethics violations such as discrimination, safety violations, poor working conditions and releasing proprietary information are other examples. Situations such as bribery, forgery and theft, while certainly ethically improper, cross over into criminal activity and are often dealt with outside the company.Aug 14, 2015

What is the most common complaint against lawyers?

Perhaps the most common kinds of complaints against lawyers involve delay or neglect. This doesn't mean that occasionally you've had to wait for a phone call to be returned. It means there has been a pattern of the lawyer's failing to respond or to take action over a period of months.

What are ethics violations?

Common ethical abuse examples include discrimination, harassment, improper use of company computers and unethical leadership. An ethical company code is important, but only if the leaders can live up to it.

What is the ABA rule on gifting?

Rule 1.8 of the ABA Model Rules of Professional Conduct, Paragraph (c), states that, “A lawyer shall not solicit any substantial gift from a client, including a testamentary gift, or prepare on behalf of a client an instrument giving the lawyer or a person related to the lawyer any substantial gift unless the lawyer or another recipient of the gift is related to the client.”

Can a lawyer give a gift?

Although – in general – a lawyer is not barred from receiving or giving a holiday gift, to avoid possible awkward moment, it’s a good idea for the law firm to draw up a policy on gift-giving. Having a policy would give an attorney an “out” if a client chose to gift her with an overly expensive gift. It would also help draw boundaries for attorneys who choose to give a gift.

The Damage of Not Accepting Gifts

As Jenny Newsome mentioned in her thought-provoking post, The Necklace: When Does a Rule Become a Straightjacket, not accepting a gift from a client can be dehumanizing to them. As a matter of fact, it can do more damage than you think.

What is Considered a Gift?

There are two types of gifts that your client can give you: physical and abstract. An example of a physical gift would be a coffee mug. An example of an abstract gift would be a handwritten note. Gifts can be handmade or store-bought. They can be symbolic in nature or extremely literal.

How to Respond to the Gift-Giver

Let’s discuss how to approach your acceptance or rejection of a gift in a way that doesn’t damage your relationship with the client.

When Should You Always Reject a Gift

There are certain circumstances when the complete rejection of a gift is appropriate. As always, use your judgment as a guide, but here are a few gift types to clearly avoid:

Final Thoughts

Remember that, when coming from a pure place, gift giving is a wonderful way for your clients to express their sincere gratitude. As long as you don’t suspect transference or other mental/ emotional issues, and the gift doesn’t violate any other ethical boundaries, be open to the experience.

Paula Brown Sinclair

All of your ideas are entirely appropriate and ethical-- and would be greatly appreciated.

Jennifer L. Ellis

I think it is wonderful that you want to show the attorney your appreciation. It is absolutely appropriate to provide a simple gift, such as the type you are suggesting.#N#I bet your attorney will very much like the gesture you are planning on making...

Jonathan Craig Reed

How wonderful to hear of someone happy about their attorney and not complaining on this forum!#N#Yes, a gift is appropriate, but never expected. You should also consider giving the great attorney favorable reviews on this forum, on google.com, yelp.com, yahoo.com etc.

Joseph Jonathan Brophy

I remember well a dificult case in which I achieved a very good settlement for my client. She bitterly objected to the amount and I had to twist her arm to get her to sign a release. A few weeks later she sent me a voucher for a nice dinner for two with a note thanking me for my determination.

Paula Brown Sinclair

I have never met an attorney that wouldn't welcome a sincere expression of gratitude from a client. Tasty treats seem especially popular with hard-working staff. For an attorney to refuse such a gift would be boorish. Your attorney is lucky to have you as a client. You have no idea how selfish, demanding, and ungrateful some clients can be...

Deepalie Milie Joshi

If you received a favorable result, then I doubt your lawyer will think that you are trying to poison him. If you're worried, I would call the receptionist to give her a heads up about the gift basket. Also, attorneys can accept gifts from clients, as long as the gift is not extravagant in comparison to the legal fees earned.

Peter L. Conway

I am not aware of any law that prohibits a lawyer accepting a gift from a client. I suspect your lawyer will be delighted with your thoughtful gesture.

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