what would cause an attorney to be reported to ardc for investigation

by Prof. Albertha Hilpert Jr. 10 min read

When to Report a Legal Malpractice Claim to the ARDC

  • (b) commit a criminal act that reflects adversely on the lawyer's honesty, trustworthiness or fitness as a lawyer in other respects;
  • (c) engage in conduct involving dishonesty, fraud, deceit or misrepresentation.

Full Answer

What is the most common reason for an attorney to be disciplined?

Professional misconduct is the most common reason for attorney discipline. Lawyers can also be disciplined for conduct in their personal lives.

What is the most common complaint against lawyers?

Perhaps the most common kinds of complaints against lawyers involve delay or neglect. This doesn't mean that occasionally you've had to wait for a phone call to be returned. It means there has been a pattern of the lawyer's failing to respond or to take action over a period of months.

What is it called when a lawyer doesn't do his job?

Legal malpractice is a type of negligence in which a lawyer does harm to his or her client. Typically, this concerns lawyers acting in their own interests, lawyers breaching their contract with the client, and, one of the most common cases of legal malpractice, is when lawyers fail to act on time for clients.

How do I file a complaint against a lawyer in Mississippi?

You may submit your written request by mail, facsimile to 601-608-7869 or email to [email protected]. The Office of General Counsel grants additional time to respond based upon the specific need stated by the attorney as well as the complexity of the Bar complaint.

How do lawyers get disciplined?

[1] Lawyers are subject to discipline when they violate or attempt to violate the Rules of Professional Conduct, knowingly assist or induce another to do so or do so through the acts of another, as when they request or instruct an agent to do so on the lawyer's behalf.

Can you sue your lawyer?

To sue lawyer for negligence, you need to be able to prove the attorney didn't use the proper care in your case and missed a deadline, filed the wrong papers, didn't comply with court orders, or made other errors that were not intentional but were sloppy.

What should you not say to a lawyer?

9 Taboo Sayings You Should Never Tell Your LawyerI forgot I had an appointment. ... I didn't bring the documents related to my case. ... I have already done some of the work for you. ... My case will be easy money for you. ... I have already spoken with 5 other lawyers. ... Other lawyers don't have my best interests at heart.More items...•

Why do lawyers drag out cases?

Their goal is to drag the case on and pay out as little as possible. This earns more money for the attorney, who gets paid by the hour, and also can help frustrate the plaintiff into making a better settlement for them out of desperation.

What is a Marsden hearing?

A Marsden motion is a formal request made by a criminal defendant to the court. The court hears arguments on the motion from the defendant and the attorney, without the presence of the prosecutor.

How do I report a judge for misconduct in Mississippi?

You may use a complaint form or write a letter to the Commission. A complaint form filed with the Commission should be typewritten or printed so that it is easily readable.

How do I file a complaint with the MS Bar Association?

Or you can print and mail in the Complaint Form. To file an attorney misconduct complaint, please fill out the online form. Please read the instructions below and then click Next at the bottom of this page to begin the complaint. For questions call 800-843-9053.

How do I report price gouging in MS?

You should report any potential price gouging to your state Attorney General. You will generally need: 1) The name of the store/vendor where you saw the item and their address. 3) The date, time, and location you saw the product.

How do I file a complaint against an attorney in Arkansas?

Complaints against attorneys may be filed with the Arkansas Judiciary's Office of the Committee on Professional Conduct. Grievance forms are also available on the Arkansas Judiciary website. The office can be reached by calling (501) 376-0313.

How do I file a complaint against an attorney in Tennessee?

If you believe your attorney has not acted in your best interest and has thereby done something illegal or unethical, you may wish to file a grievance against your attorney. In Tennessee you may contact the Board of Professional Responsibility at 1-800-486-5714 (www.tbpr.org).

How do I file a grievance against an attorney in NJ?

If you believe that your lawyer has engaged in unethical conduct, you should call the toll-free number 1-800-406-8594. If you enter the five-digit zip code of the attorney's office, you will be connected to the district ethics secretary to request an Attorney Grievance Form.

How do you write a complaint letter about a lawyer?

Formal complaint against [name of lawyer or law firm] My complaint is that they failed to provide me with a satisfactory service when … describe what the lawyer had been hired to do for you [for example dealing with the sale or purchase of a house] • say when this was [give the date or dates when the problem occurred].

What is an ARDC investigation?

ARDC investigations can become, among other things, warehouses of information. The initial request for information can reveal to the lawyer what a client or former client thinks about something that happened during a representation, often in the client’s own words. When the request comes in the form of a (putative) Himmel report from another lawyer, the respondent-attorney can glean the outlines of the reporting lawyer’s dispute – and perhaps their motivations, tactics, and strategies.

Who should see the investigatory materials?

Rule 766 means that only the respondent-attorney, the complainant, and the Administrator’s staff should be seeing and reading the investigatory materials, including the initial request, the respondent-attorney’s response, and any reply from the complainant.

Can the respondent-attorney control any of the risk in these situations?

Can the respondent-attorney control any of the risk in these situations? She or her counsel can and should alert the Administrator to the existence of pending litigation involving the complainant, and they should request that the Administrator not provide copies of responsive materials to the complainant. The Administrator will strongly consider that request, and will often honor it. If there is a specific reason not to honor it, the Administrator’s staff will discuss that with the respondent or their counsel. In practice, making that request is the most effective method for ensuring that sensitive materials do not end up in the wrong hands.

Is Illinois disciplinary procedure private?

Supreme Court Rule 766 provides that several phases and kinds of Illinois disciplinary proceedings “shall be private and confidential” – including the approximately 5,200 investigations the Administrator initiates per year. Seems simple enough: the investigations are confidential, and the formal charges are public. But how does it work in practice?

Who is bound by Rule 766?

But who is bound by Rule 766? Who must keep investigations, and the materials they generate, private and confidential? The Rule is silent on that point, but the way it has worked out in practice shows the common-sense answer: the Administrator and his staff are the parties bound by the Rule. They must ensure the confidentiality of all matters mentioned in the Rule.

Can an attorney respond to an investigation?

They do that in large part by declining to answer any inquiries about the status of investigations from the public. An attorney-respondent can rely on the Administrator’s longstanding procedures ensuring that that information is not disclosed.

Can a complainant use an ARDC?

Typically, the complainant receives a copy of the response as a matter of course. Certain complainants may intend to use the ARDC as the informal discovery clearinghouse it isn’t intended to be. They may have little regard for the spirit of Rule 766 and its mandate that investigations (and some other proceedings) remain confidential. The Administrator may not know of or realize the risks of releasing otherwise confidential information to a complainant. Complainants thus can, and sometimes do, provide “confidential” ARDC material to courts and others, to their own ends.

How to contact an ethics attorney for an ARDC complaint?

If you have received a Request for Investigation and you need assistance in preparing a response; or you are the subject of an ARDC Complaint and you would like to speak with an experienced ethics attorney, please call (312) 396-4060 for a consultation.

What is the ARDC in Illinois?

In Illinois, that agency is the Illinois Attorney Registration and Disciplinary Commission, better known as the ARDC. It was created by the Illinois Supreme Court in 1976 and it assists the Court in regulating the legal profession ...

What does ARDC mean?

It means that the ARDC has opened a file to investigate whether you have engaged in professional misconduct. The Administrator has the authority to initiate an investigation on his own motion; but most investigations are triggered by the submission of a Request for Investigation of a Lawyer form.

What is the best way to serve your interests in the ARDC?

Your interests will likely be better served by speaking with an ethics attorney who understands the disciplinary process and who has experience representing lawyers before the ARDC.

What is ethics attorney?

An ethics attorney who writes and lectures about ethics has a demonstrated commitment to helping lawyers who face disciplinary claims. This content is being provided for informational purposes only. No attorney-client relationship is formed until there is a fully executed written agreement.

Where is the ARDC located?

The ARDC has two offices, one in Chicago located at 130 E. Randolph Drive, Suite 1500, Chicago, Illinois 60601, (312) 565-2600; and one in Springfield located at 3161 West White Oaks Drive, Suite 301, Springfield, Illinois 62704, (217) 546-3523.

How long can a professional be suspended?

Sanctions that can be imposed for professional misconduct include reprimand; censure; suspension; or disbarment. Suspensions can range between 30 days and 3 years.

Matt Brandabur

Most lawyers are keenly aware of Illinois’ Attorney Registration & Disciplinary Commission’s (ARDC) role in the attorney registration, licensing, and continuing education processes. However, many are unaware of the processes involved in the investigation and prosecution of attorney discipline matters.

2. Notify your malpractice carrier

Eighty-seven percent of Illinois attorneys in private practice have malpractice insurance. [1] As a result, it is critical that you evaluate your insurance policy to determine whether you are required to notify the carrier of any form of complaint or inquiry. Don’t view your carrier as an adversary.

3. Evaluate your need for counsel

When an attorney’s conduct, work, practice, and livelihood are called into question, it expectedly evokes an emotional reaction. While the attorney may feel the complaint or investigation is baseless, it must be taken seriously.

4. Evaluate your practice area

The top two practice areas involving ARDC regulatory action are Criminal Law and Domestic Relations. [2] These are areas of the law where clients are unlikely to have a “winning” outcome, regardless of the results.