what are some of the problems a attorney and paralegal face when prepping a client for trial

by Robb Corwin DDS 8 min read

Most cases settle before trial. The reasons are myriad but two that almost always predominate are the uncertainty of the outcome when one goes to actual verdict (since no lawyer can ever tell a client honestly that the case cannot be lost) and the massive expense and emotional stress of the last month before trial.

Full Answer

Can a paralegal give a client a legal opinion?

Preparing a Client for Trial. Attorneys can often overlook the anxiety that a client may have in going to trial. They likely have never been in that situation and do not understand what takes …

What does a paralegal do during trial?

Jun 17, 2020 · Nature of work. The nature of work which is done by the lawyer can be one of the major reasons for facing problems. Being a lawyer demands being experts in problem-solving …

What is an example of a paralegal client?

Dec 19, 2016 · The lawyer must give clients an understanding of the paralegal's role in their case; The lawyer must define the role of the paralegal in preparing legal documents; The lawyer …

Who is the lawyer in a paralegal case?

Ethical considerations for attorneys working with paralegals. Lawyers who employ paralegals have certain ethical obligations as well, and the failure to observe them could result in …

What challenges do attorneys face?

Top 7 Challenges of Being a Lawyer and How to Overcome Them
  • The Long Hours. ...
  • Stress. ...
  • New Technologies. ...
  • An Increasingly Competitive Job Market. ...
  • Clients' Reluctance to Spend Money on Legal Services. ...
  • "Guilty" Clients. ...
  • Assumptions About Your Character.

What specific ethical concerns could a lawyer or a paralegal be confronted with when representing a client give examples?

Here are five ethical dilemmas that paralegals encounter in their work:
  • Unauthorized Practice. ...
  • Maintaining Confidentiality. ...
  • Supervising Attorney Reviewing the Paralegal's Work. ...
  • Role of Technology. ...
  • Conflicts of Interest.

What responsibilities does a paralegal have in preparing for a deposition?

The role of paralegals in depositions is to prepare witnesses, hold mock trials if time permits, manage witnesses especially first-time deponents and overzealous expert witnesses, and organize the attorney.

What are the ethical concerns of a paralegal discussing settlement with a client?

Ethical rules for paralegals to follow
  • Paralegals cannot establish an attorney-client relationship. ...
  • Paralegals are prohibited from setting client fees. ...
  • Paralegals are not permitted to give legal advice. ...
  • Paralegals are not allowed to represent clients in court. ...
  • Proper supervision. ...
  • Conflict screening. ...
  • Confidentiality.
Aug 28, 2018

What are the three ethical issues of which paralegals must be particularly aware?

These are requirements of Competence, Diligence, and Professional Integrity, requirements of Client Confidentiality, rules concerning Conflicts of Interest, responsibilities of supervisory lawyers' regarding nonlawyer assistants; and prohibitions concerning the Unauthorized Practice of Law.

What are five ethical considerations a paralegal attorney should consider with respect to billing a client?

Learn the Five Legal Ethics in Your Paralegal Studies Always be careful about your legal ethics: Learn why in your paralegal studies.
  • Demonstrate Professional Competence and Personal Integrity. ...
  • Always Respect Client Privilege. ...
  • Avoid or Disclose Conflicts of Interest. ...
  • Disclose Your Paralegal Status.

When was the term paralegal first used?

1980s
The term "paralegal" came into use from the 1980s. There have always been individuals undertaking legal work but not qualified as a solicitor but they would have had other titles such as 'legal assistant'. From the early 1990s the term "paralegal" became more common. In 1993 Scottish Paralegals Association was founded.

What a paralegal Cannot do?

Paralegals must avoid the unauthorized practice of law. Generally, paralegals may not represent clients in court, take depositions, or sign pleadings. Some federal and state administrative agencies, however, do permit nonlawyer practice.

What if a paralegal makes a mistake?

All errors should be reported to the supervising attorney. The worst thing you can do is try to cover up a mistake. Regardless of how serious the error is, you are more likely to be written up or fired if you try to cover up the error or fix it yourself.

How do I complain about a paralegal?

If your paralegal works for a regulated legal services provider, the firm should have told you about their complaints procedure and you should contact them first. If you are unhappy with their response, you can complain to the Legal Ombudsman.

What is a paralegal in a trial?

During trial, Paralegals are responsible for setting up exhibits in the courtroom, preparing and issuing subpoenas, assisting in preparing witnesses, and researching and evaluating prospective jurors. The Litigation Paralegal also continues to serve as a liaison between clients, witnesses, experts, vendors, and the trial team during the trial.

What is the role of a litigation paralegal?

Litigation Paralegals on the plaintiff side may assist with preparing pleadings including the summons, complaint, and supporting affidavits.

How long does it take to get a paralegal degree at Fremont College?

In addition, you can earn a Paralegal Studies degree in just 15 months.

What is a paralegal in a defense case?

Paralegals on the defense side are responsible for locating people within the client organization to help develop responses to interrogatories. The Litigation Paralegal is also responsible for conducting factual research and gathering relevant information from a variety of resources, including libraries, newspapers, police and fire departments, ...

What is the job of a witness investigator?

They are responsible for locating and interviewing witnesses, taking statements from witnesses, gathering evidence, creating case investigation folders, and preparing a chronology of facts for the case.

Can paralegals provide legal services to the public?

Paralegals may not provide legal services directly to the public, except as permitted by law.

Why do lawyers have problems?

Being a lawyer demands to be experts in problem-solving skills, research drafting, good orator skills, and many more. At times the expectations may be too high within a specified time frame; this often creates a situation of tension. This friction of deadline and work is very difficult to manage. This is a problem common to all lawyers wherever one chooses to work. The deadlines leave no room for personal work.

Is competition healthy?

Every sector and every profession have some or the other problem, as going after the saying, nothing is perfect. The key lies in finding solutions and moving ahead. At times you may just out of place or uncomfortable at the workplace. This is normal, competition should be healthy and should be welcomed. Knowing the problems and being responsive about it helps a lot in climbing the steps of success.

Who has the responsibility to identify a paralegal?

The responsibility of clearly identifying the paralegal is two-fold. Both the lawyer and the paralegal have the responsibility to clearly identify the paralegal. If, in the judgment of the lawyer, the client indicates confusion as to the role of the paralegal, the lawyer must describe the functions of the paralegal.

Why do you need to identify a paralegal?

Identifying the paralegal on letterhead, business cards and other means of communication also serves to inhibit the misunderstanding of the position of the paralegal. Such identification can serve as a continual reminder to the client or other reader the position is one of a paralegal.

What is a lawyer responsible for?

A lawyer is responsible for the professional and ethical conduct of a paralegal under his or her supervision.

What is a paralegal certificate?

a paralegal certificate tied to the completion of a bachelor's degree in any field; associate's degrees (of arts or science or applied science) in legal studies; undergraduate certificate: an educational program normally completed in one year of study or less.

What is a paralegal?

a paralegal ownsany interest in it (except as a fiduciary representative of the estate of a lawyer); a paralegal is a corporate director, officer or manager of the limited liability company; or. a paralegal has the right to direct or control the professional judgment of the lawyer.

How many hours of legal education is required for a paralegal?

An educational program approved by the ABA must require no less than 60 hours of classroom study.

What is the formal education of a paralegal?

The formal education of a paralegal should include: instruction in professional ethics; legal research; analysis of legal materials; knowledge in drafting legal documents; knowledge of judicial and administrative procedures; knowledge of substantive areas of law; knowledge of law office systems and technology;

What happens if a paralegal is hired without being screened?

If a paralegal is hired without being screened, the firm runs the risk of being disqualified from representing a client or being involved in a particular matter, should a conflict come to light later on.

What are the ethical considerations of paralegals?

Ethical considerations for attorneys working with paralegals. Lawyers who employ paralegals have certain ethical obligations as well, and the failure to observe them could result in significant financial as well as reputational harm to themselves and their firm.

What is the ethical obligation of an attorney?

The attorney’s ethical obligations regarding client-lawyer relationship s and confidentiality extend to paralegals as well as all non-lawyers working with the client. This obligation of confidentiality covers all types of client communication, including documents, files, phone calls, email communications, in-person conversations, posts on social media, and even discussions at home with a spouse or significant other.

What are the ethical rules for paralegals?

Ethical rules for paralegals and their supervising attorneys. Paralegals bring many benefits to a legal practice, and with benefits come many ethical responsibilities. These responsibilities involve not only the manner in which paralegals should conduct themselves but also the ethical considerations that the lawyers who supervise them need to make.

What is the ABA model for paralegal services?

According to Guideline 1 of the ABA Model Guidelines for the Utilization of Paralegal Services, “a lawyer is responsible for all of the professional activities of a paralegal performing services at the lawyer’s direction and should take reasonable measures to ensure that the paralegal’s conduct is consistent with the lawyer’s obligations under the rule of professional conduct.”

Why is it important to supervise a paralegal?

Appropriate supervision is key because a lawyer is ultimately responsible for all the actions of any paralegal under their employ.

What is a paralegal?

A paralegal is a critical member of the legal team and can greatly enhance a firm’s efficiency and productivity. But to ensure that an ethical relationship is maintained, a lawyer must provide a paralegal with proper supervision, adequate training, appropriate tasks to perform, and perhaps most importantly, high standards to strive for. ***. ...

What happens if a conflict of interest is not disclosed to the client or supervising attorney?

If a conflict of interest is not identified and disclosed to the client or supervising attorney, the firm or employer may lose considerable time and money expended in handling the client's legal matter.

What is a paralegal?

A paralegal possesses information about a client's transactions, the attorney's strategies, thought processes, work product, and/or other client privileged information. Conflicts of interest involving paralegals usually result from personal and business relationships outside the legal environment or from legal matters handled at ...

Why do we need an ethical wall?

The primary purpose of erecting an ethical wall is to protect the client's confidences and secrets. Sometimes an ethical wall is erected not because the person with whom the conflict exists would reveal the client's privileged information but simply to "avoid giving any appearance of impropriety.".

Why are ethical walls erected?

In other words, the ethical wall is erected to ensure that there is absolutely no opportunity for client's confidences and secrets to be revealed to anyone other than those handling the client's legal matter. A secondary purpose for erecting ethical walls is to avoid limiting legal professionals' job mobility.

What is conflict of interest?

WHAT IS A CONFLICT OF INTEREST? A conflict of interest, in the legal sense, involves information about a client held by a member of the legal team...an attorney, paralegal or legal secretary. That information does not have to be attorney/client privileged information, nor does it have to include actual documented facts about a client's legal matter.

What is the Canon 8 Code of Ethics?

The National Federation of Paralegal Associations' Model Code of Ethics and Professional Responsibility and Guidelines for Enforcement states: Canon 8: "A Paralegal shall avoid conflicts ...

Why would an employer not hire a lawyer?

If they have a conflict of interest involving too many clients, no employer would want to hire them because the law firm or other employer would be disqualified from handling those cases. In essence, they may be precluded from finding work because of the vast amount of legal matters to which they were exposed.

What does the ABA mean when a paralegal crosses the line?

If a paralegal crosses the line into any tasks or capacities that they are not qualified for, the ABA has a term for that: the unauthorized practice of law.

What is the role of paralegals in litigation?

Because the majority of paralegals work in the litigation area of law, they find themselves involved in all phases of the litigation process, including legal research, drafting of pleadings and motions through the discovery process, trial preparation, settlement, and post-judgment matters.

Do paralegals always run questions?

To make matters worse, the paralegal often knows the answer! In order to avoid the authorized practice of law, a paralegal should always run these questions by their supervising attorney first before relaying any information to the client.

Can paralegals charge fees?

Paralegals are also not allowed to set the amount of a fee to be charged for legal services; represent clients in court; provide legal advice and opinions (although they can relay information given to them by their supervising attorneys); hold themselves out as attorneys; or make unsupervised legal judgments.

Can a paralegal conduct a deposition?

It is also a well-accepted principle that paralegals may not conduct depositions, or even ask questions during a deposition even when an attorney approved the questions or while supervised by an attorney. However, paralegals have the right to attend depositions with their supervising attorneys and also assist them at trial. Because the majority of paralegals work in the litigation area of law, they find themselves involved in all phases of the litigation process, including legal research, drafting of pleadings and motions through the discovery process, trial preparation, settlement, and post-judgment matters.

Can a client ask questions to a paralegal?

It is not unusual for a client to develop a strong relationship with the paralegal that is assisting an attorney on their case, and also for the client to at times ask questions of the paralegal which in order to answer, would require the paralegal to give legal advice.

Can paralegals give legal advice?

Paralegals are prohibited from giving legal advice to clients. Giving legal advice may be defined as directing a client how to proceed in a matter that has legal consequences, and/or explaining to a client his or her legal rights and responsibilities.

Why is a deposition important?

Your client’s deposition is critical to your case. The answers given by your client can affect strategy, lead to adverse rulings, or affect the outcome of trial. Some cases can be lost at depositions. To do a really effective job of defending a deposition, adequate and meaningful preparation is a must. These guidelines will hopefully be helpful in getting you there.

How to teach a client not to guess?

Instruct your client not to guess or speculate but to testify only from personal knowledge. Explain the difference between a guess and an estimate. Make sure your client knows that a deposition is not a memory test and that “I do not know” or “I do not recall” are perfectly acceptable answers.

What to do if your client's question is unclear?

Inform your client that if the question is unclear, she should ask counsel to rephrase or clarify it.

What is the most significant event in a case?

No matter what type of case you are handling, and regardless of whether you are representing a plaintiff or a defendant, one of the most significant events in any case is a client’s deposition. A client deposition can affect a case in many different ways. If your client performs poorly, this may impede your ability to prove your case, ...

How to prepare for a deposition?

In order to prepare your client for a deposition, you have to know the key issues of your case. You cannot effectively prepare your client and your client cannot be an effective witness unless you have an understanding of what both you and your opponent are trying to prove.

Is deposition an opportunity for the opposing side to learn about your case?

It is not an opportunity for your client to tell her side of the story. It is not a forum for your client to try to convince the opposing side or charm the opposing side or win the case. Explain that deposition is simply an opportunity for the opposing side to learn about your case.

Can a client's deposition be the demise of a case?

In some instances, your client’s deposition can be the demise of your case. Yet, many of us view deposition preparation as a low priority exercise and are content if we can simply get our client to give testimony that does not harm our case. This, for obvious reasons, is not the best approach.

Who sets the rules for paralegals?

These rules are established both by industry groups (the American Bar Association and the National Association of Legal Assistants each have ethics codes applicable to paralegals) and by state and federal laws. The regulations are applied by the relevant bar association, usually operating under the authority of the state supreme court.

What is attorney-client relationship?

The attorney-client relationship is something of a precursor to many of the other rules of ethical conduct in the American legal system. With a license to practice law, anything that even resembles an attorney-client relationship is strictly forbidden.

What happens if you violate ethical rules?

Punishment for violating ethical rules can run the gamut from a slap on the wrist to fines to disbarment for the responsible attorney. Because paralegals are not themselves admitted to the bar, punishment often falls on the attorney or firm they were working for. This isn’t a great resume builder, obviously, and usually results in permanent exile from the industry as well as any direct legal remedies levied by the courts.

Can a paralegal represent clients?

This rule isn’t usually too hard to follow, since most courts won’t recognize a paralegal in the first place. And there are exceptions, since certain administrative law courts do allow paralegals to represent clients in limited circumstances.

Can a paralegal violate the next rule?

This rule and the next rule are both very easy to violate during those initial contacts and paralegals have to be extra careful that prospective clients are crystal clear on the limitations and constraints paralegals operate under.

Can a paralegal work for an attorney?

A paralegal working for an attorney is still responsible for working within the constraints of that relationship, but cannot be the one to initiate that relationship. This can be particularly challenging since paralegals are often the first point of contact that potential clients may have with a firm—they interview and gather information, and naturally the prospective client will consider the consultation the first step in retaining an attorney.

Can paralegals be sued for ethical violations?

But those situations can come up and there are strong rules in the legal system designed to cover them. Fortunately, most paralegals will never run into them, but it happens often enough that malpractice suits over ethical violations are a regular feature on dockets around the country: the legal assistant having an affair with a client’s husband during a divorce case … the paralegal who stole $32,000 from a client … the paralegal accused of falsifying court documents … all sad exceptions to the general rule that most legal professionals can be trusted and perform their jobs with the utmost integrity.

Investigation

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Litigation Paralegals typically take the lead during pre-claim investigation. They are responsible for locating and interviewing witnesses, taking statements from witnesses, gathering evidence, creating case investigation folders, and preparing a chronology of facts for the case.
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Pleadings

  • The role of a Litigation Paralegal varies depending on whether he or she is working for the plaintiff or the defense. Litigation Paralegals on the plaintiff side may assist with preparing pleadings including the summons, complaint, and supporting affidavits. Paralegals on the defense side work with clients to investigate allegations and prepare responses.
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Discovery

  • A majority of the Litigation Paralegal’s time is spent during the discovery process of a case. Litigation Paralegals assist attorneys in preparing interrogatories and requests for other discovery. Paralegals on the defense side are responsible for locating people within the client organization to help develop responses to interrogatories. The Litigation Paralegal is also respo…
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Pre-Trial

  • Litigation Paralegals play an extremely important role during the pre-trial process. This is where the Paralegal’s communication and organization skills are the most valuable. The Litigation Paralegal is responsible for organizing and indexing exhibits, preparing trial binders, and managing important files. Litigation Paralegals also serve as a liaison between the trial team an…
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Trial

  • During trial, Paralegals are responsible for setting up exhibits in the courtroom, preparing and issuing subpoenas, assisting in preparing witnesses, and researching and evaluating prospective jurors. The Litigation Paralegal also continues to serve as a liaison between clients, witnesses, experts, vendors, and the trial team during the trial.
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Settlement

  • Litigation Paralegals often assist attorneys with case settlement after the trial. Their role includes gathering and organizing data needed for settlement, creating settlement brochures, distribution statements, and negotiation checklists.
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Appeal

  • Litigation Paralegals help identify issues for appeal by gathering and organizing documents for a record on appeal, indexing cases for a table of authorities, assisting in the research and drafting of appellate documents, and filing documents with the court. If you think a Litigation Paralegal career is right for you, you will need to obtain proper training. Fremont University is one of only 2…
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