principles of common law attorney client privilege and why the government protects it

by Tom Mayer 7 min read

What Does the Attorney-Client Privilege Protect? The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communication between attorneys and their clients by removing concerns over disclosure of those communications to opposing counsel, the court, or the public.

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What are the basics of attorney client privilege?

 · The attorney-client privilege is important because it allows for honest discussion between a client and his or her attorney. Privileged communications are typically not discoverable in litigation and generally cannot be used against the client (as long as the privilege has not been waived).

Are communications between a lawyer-lobbyist and a client protected by the privilege?

 · This concept is also known as the attorney client privilege. Based on early English common law, the idea of privilege is a simple one - a client maintains the privilege to refuse to disclose or to have an attorney disclose any communications that occur while one is seeking legal advice. by Ellen Rosner Feig updated July 25, 2014 · 2 min read

Is Congress obliged to recognize common law privilege established by courts?

 · Most people think of attorney-client privilege as an attorney's duty to keep a client's secrets. In general terms, that's right; the privilege protects a person's confidential communications with...

What is the legal professional privilege?

Corp.), 493 F. 3d 345, 359 (2007). Federal courts often define the privilege to apply only if. (1) the asserted holder of the privilege is or sought to become a client; (2) the person to whom the communication was made. (a) is a member of the bar of a court, or his subordinate, and. (b) in connection with this communication is acting as a lawyer;

What is attorney-client privilege and what it protects?

Attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret. The privilege is asserted in the face of a legal demand for the communications, such as a discovery request or a demand that the lawyer testify under oath.

What is the attorney-client privilege and why it is important?

The attorney-client privilege is the backbone of the legal profession. It encourages the client to be open and honest with his or her attorney without fear that others will be able to pry into those conversations. Further, being fully informed by the client enables the attorney to provide the best legal advice.

What is common law privilege?

11.2 The common law protects confidentiality in a lawyer-client relationship by giving people immunity from laws that might otherwise require them to disclose communications with their lawyer. This is referred to as client legal privilege or lawyer-client privilege.

What is the oldest common law privilege and what does it protect?

The attorney-client privilege is the oldest of the privileges for confidential communications known to the common law. Its purpose is to encourage full and frank communication between attorneys and their clients and thereby promote broader public interests in the observance of law and administration of justice.

Why there is importance with attorney-client privilege and why it extends to the process of discovery?

The attorney-client privilege is important because it allows for honest discussion between a client and his or her attorney. Privileged communications are typically not discoverable in litigation and generally cannot be used against the client (as long as the privilege has not been waived).

Why is legal privilege important?

The purpose of Legal Advice Privilege is to allow free access to a lawyer's professional skill and judgment – therefore, there must be a lawyer involved directly in the communication for LAP to apply.

What is common interest privilege?

The common interest doctrine is an exception to the general rule that disclosure of a communication to a third party destroys any attendant privilege. In other words, the doctrine permits attorneys representing different parties with similar legal interests to share information without having to share it with others.

Is privilege governed by state or federal law?

State law determines privilege issues with respect to state claims. Thus, in “federal question” cases governed by federal law, evidentiary privileges are generally a question of the common law. In state court, and in federal “diversity cases,” California's statutory law on privileges applies.

What are the 9 privileges?

Nine of those rules defined specific nonconstitutional privileges which the Federal courts must recognize (i.e., required reports, lawyer-client, psychotherapist-patient, husband-wife, communications to clergymen, political vote, trade secrets, secrets of state and other official information, and identity of informer).

What is the purpose of privilege?

A privilege is a legal rule that protects communications within certain relationships from compelled disclosure in a court proceeding. One such privilege, which is of long standing and applicable in all legal settings, is the attorney-client privilege.

How many types of legal privilege are there?

The principal types of legal privilege are attorney-client, clergy-communicant, marital confidences, therapist-patient, and the privilege against self-incrimination. These privileges are available in the US and other common law countries.

What are the requisites for lawyer and client privilege communication?

No matter how the attorney-client privilege is articulated, there are four basic elements necessary to establish its existence: (1) a communication; (2) made between privileged persons; (3) in confidence; (4) for the purpose of seeking, obtaining or providing legal assistance to the client.

What is attorney client privilege?

The attorney-client privilege protects communications between a client and an attorney when the communication was made for the purpose of the client obtaining legal advice. [1] . The work product doctrine generally prohibits discovering documents and other tangible items that were prepared in anticipation. [2] .

Does Congress have the power to investigate?

Congress has nearly limitless powers to investigate anything within the “legitimate legislative sphere.”. [11] Yet, Congress often respects the right of private parties to maintain the confidentiality of legal advice, and rarely compels the production of clearly privileged documents.

Why is attorney-client privilege important?

The attorney-client privilege is important because it allows for honest discussion between a client and his or her attorney. Privileged communications are typically not discoverable in litigation and generally cannot be used against the client (as long as the privilege has not been waived).

How to waive attorney-client privilege?

Another way to waive the attorney-client privilege is to include another person in your meeting or on your phone call with your attorney. While it may be awkward for your attorney to ask your friend who came with you to wait in another room while you meet, it is necessary to maintain the attorney-client privilege.

What is privilege in law?

The privilege protects both oral and written communications. While the privilege would not protect the fact that an attorney and client met at a specific place at a specific time, it would protect the communications that took place there.

What is attorney-client privilege?

The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communications between attorneys and their clients by removing concerns over disclosure of such communications to opposing counsel, the court, or the public at large. The privilege is held by the clients and in ...

Is attorney client privilege protected?

Despite the broad scope of the attorney- client privilege, it isn't an absolute safeguard. The American Bar Association's Model Rules of Professional Conduct notes that attorneys can disclose privileged information as necessary in representing their clients.

What information can a lawyer reveal?

Lawyers can also reveal confidential information relating to client representation if they believe it's reasonably necessary to: Prevent reasonably certain death or substantial bodily harm; Prevent a client from committing a crime or fraud that is likely to injure another's financial or property interests; or.

What is the crime fraud exception?

The Crime-Fraud Exception and Law Enforcement. When a client commits crimes with the attorney's help, the attorney-client privilege does not shield their communications relating to the criminal conduct. However, in these cases, privileged and unprivileged communications can easily get intermingled.

Does attorney-client privilege always apply?

Although it's often assumed that the attorney-client privilege always applies when you're talking with an attorney , in fact the privilege must be maintained with diligence and consistency to preserve the protections for which it's so well-known.

What is the Supreme Court's test in Upjohn v. United States?

The Supreme Court established a four-factor test in Upjohn Co. v. United States to determine whether the attorney client privilege applies and how it can be challenged. According to the test, in order to establish the privilege:

What is attorney client privilege?

Attorney-client privilege remains one of the most important elements governing a legal relationship. No matter what happens on the court room floor, in a lawyer's office everything is confidential and clients can feel free to be completely honest. Get legal help with matters related to work and residency GET LEGAL HELP.

What is the relationship between an attorney and the client?

One of the basic tenets of the relationship between an attorney and the client is that any information which passes between the two remains confidential. This concept is also known as the attorney client privilege. Based on early English common law, the idea of privilege is a simple one - a client maintains the privilege to refuse to disclose ...

Why is privilege important?

This privilege is important as it allows a client the comfort to disclose all necessary factual information ...

What is attorney client privilege?

The attorney-client privilege protects communications (oral or written) between an attorney and his/her client made for the purpose of providing legal services and is a fundamental and enduring cornerstone of American law. The privilege originated in early English law and was later adopted by the American legal system.

What is the Supreme Court ruling in Upjohn?

In Upjohn, the Supreme Court held that communications made to in-house counsel by employees during an internal investigation of illegal conduct, made at the direction of management for the purposes of rendering legal advice, are protected by the attorney-client privilege.

What is attorney client privilege?

The attorney client privilege is traditionally described as one of the oldest privileges for confidential communications recognized at common law. Swidler & Berlin v. United States, 118 S.Ct. 2081, 2084-85 (1998). Yet, the application of the privilege to the communications of government attorneys and their clients has received relatively little attention either in the case law or the academic literature. As any public lawyer recognizes, there are unique aspects of government practice that complicate application to government lawyers of privilege rules designed for private practitioners. For example, even identifying the government lawyer’s client in a particular setting can be problematic. Is a city attorney’s client the city, the department to which the lawyer is assigned, or an individual public official? Does the identity of the client depend upon the particular legal issue being addressed? The role of the government lawyer also can be very different from the role of a private practitioner in an analogous setting. It is generally thought that a public lawyer has a special responsibility to temper the interest in attaining a client’s goal with assuring that the public interest is served. These differences have affected the way in which court’s have applied the attorney-client privilege to communications between government lawyers and public officials and others.

What is the significance of the case of Grand Jury and Reed v. Baxter?

Although the decision in Reed v. Baxter -- that the members of the City Council did not share the same interests as the city executives – seems incorrect, the case suggests that close attention must be paid to the nature of the legal interests of individuals who participate in meetings where legal advice is communicated. While it is the case that the City can act only through its officials and that in some sense all city officials should be considered clients, there may be times when some of those officials have interests that are not parallel to the City’s interests. Baxter suggests that it would be prudent for city attorneys to create a record of the need for legal advice for each of the officials who attend a meeting with a city attorney for the receipt of legal advice. In addition, care should be taken to ensure that tangentially interested parties not be included in such meetings. These issues can arise frequently in the context of employment litigation (as in Baxter itself), as well as when representatives of various interest groups are invited to discuss the resolution of a particular legal issue. The mere presence of a city attorney providing advice in such a situation is not adequate to ensure that the communications are privileged from disclosure in subsequent civil litigation brought by a private party.

I. Overview of The Attorney-Client Privilege and The Work Product Doctrine

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Most attorneys are familiar with the basics of the attorney-client privilege, the attorney work product doctrine and attorney ethics rules to maintain client confidentiality. Although these precepts are governed by the law of the jurisdiction, the general protections are similar regardless of the jurisdiction. The attorney-clie…
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II. Government Investigations – Recent Developments

  • Recent court decisions and governmental guidance continue to shape the parameters of privilege in government investigations, and the considerations outside counsel should make and discuss with clients before and during investigations. First, a recent decision in a United States Securities and Exchange Commission (“SEC”) investigation found waiver of work product privilege where in…
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III. Congressional Investigations – Recent Developments

  • Congressional investigations are distinct from other government investigations in meaningful ways. A key distinguishing factor is the treatment of the attorney-client privilege, a common law privilege that Congress generally does not recognize. Congress maintains that it is not obligated to recognize common law privileges established by courts, such as the attorney-client privilege, …
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What Does The Attorney-Client Privilege Protect?

  • The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communication between attorneys and their clients by removing concerns over disclosure of those communications to opposing counsel, the court, or the public. The clients hold the privilege. In most cases, only cl...
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When The Attorney-Client Privilege Doesn't Apply

  • Despite the broad scope of the attorney-client privilege, it isn't an absolute safeguard. The American Bar Association's Model Rules of Professional Conductnotes that attorneys can disclose privileged information as necessary in representing their clients. For example, attorneys can share documents with their support staff or include certain information obtained from their …
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The Crime-Fraud Exception and Law Enforcement

  • When a client commits crimes with the attorney's help, the attorney-client privilege does not shield their communications relating to the criminal conduct. However, privileged and unprivileged communications can easily get intermingled in these cases. Prosecutors investigating potential crimes would want to examine all records (privileged or not) to aid in their evidence-gathering. I…
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Establishing and Challenging The Attorney-Client Privilege

  • The Supreme Court established a four-factor test in Upjohn Co. v. United Statesto determine whether the attorney-client privilege applies and how to challenge it. According to the test, to establish the privilege: 1. The person or entity asserting the privilege must be a "client" 2. Communication must be to an attorney acting as an attorney 3. Communication must be by a cli…
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What Is Attorney-Client Privilege?

  • Attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret. This is the name given to the common law concept of legal professional privilege in the United States. The privilege is a client’s right to refuse to disclose, and to prevent others from disclosing c...
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Purpose of Attorney-Client Privilege

  • The purpose of the attorney-client privilege is to promote open and frank communications between clients and their lawyers. To represent a client effectively, lawyers must have access to all relevant information concerning the representation. If a client knows that certain information will be kept secret, he or she may be more willing to divulge that information to the lawyer. The p…
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What’s Covered Under Attorney Client Privilege?

  • The attorney-client privilege in the United States is often defined by reference to the 5 Cs: (1) a Communication (2) made in Confidence (3) between a Client (4) and Counsel (5) for the purpose of seeking or providing legal Counsel or advice. 1. All types of communications or exchanges between a client and attorney may be covered by the attorney-client privilege. This may include …
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Attorney Client Privilege Exceptions

  • Some of the most common exceptions to the privilege include: 1. Death of a client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent’s heirs, legatees or other parties claiming under the deceased client. 2. Fiduciary Duty . A corporation’s right to assert the attorney-client privilege is not absolute. An exception to the privi…
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Examples of Attorney-Client Privilege

  • Following are some examples of attorney-client privilege. 1. A client is seeking advice from a lawyer for a business transactionand discloses confidential information about their business operations. 2. A client disclosing information to his or her attorney about a past crime that he or she committed, and the communication was done in private. 3. A client disclosing to the attorne…
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What Happens When Attorney-Client Privilege Is Broken?

  • Specific sanctions may be imposed on an attorney who reveals confidential communications, but where there is the mere potential for disclosure, disqualification motions are common. These motions typically claim that a lawyer or firm should be disqualified due to the fact that the lawyer or a member of his firm had previously represented the party desiring disqualification. While dis…
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