how to organize paperwork for an elder financial abuse case into a notebook for attorney

by Newell Bailey IV 6 min read

How do I report Elder financial abuse and neglect?

Abuse Financial Abuse The dynamics of elder abuse create multiple challenges for prosecutors. This guide discusses elder abuse in terms of physical abuse, sexual abuse, financial abuse, and neglect. These types can co-occur in individual cases. Elder abuse can occur in a private home, public location or care facility.

What is financial elder abuse/exploitation?

• Victim signing his/her name in video to compare to signature on questioned documents (financial abuse) • Impact of crime (video record a walk-through of neglect or abuse crime scene, if possible) Legal Records. All law enforcement contacts with …

How to deal with elder abuse cases in your office?

Nov 10, 2020 · Reporting Elder Financial Abuse. If you want to report elder financial abuse, contact your local county APS Office (PDF). Abuse reports may also be made to you local law enforcement agency. The following forms are to assist you in filing your report of suspected dependent adult or elder abuse. If you are employed by a financial institution ...

Can a niece be prosecuted for Elder financial abuse?

Oct 30, 2018 · There are a few basic steps that anyone can take to greatly reduce the chance of your aging loved ones falling victim to financial elder abuse, and we’ll cover them here…. 1. Conduct Careful Evaluations of Caregivers. To be clear, caregivers are not particularly likely to commit acts of elder fraud. This isn’t meant to make you paranoid.

What are potential red flags of financial exploitation by way of a power of attorney?

Sudden changes to legal or financial documents, or suddenly missing documents, are definite red flags. Documents could include estate documents, insurance policies, retirement accounts, etc. Making multiple unexplained trips to attorneys or financial advisers without notice is a warning sign.Nov 24, 2021

What are 3 types of financial abuse?

Types of financial abuseBorrowing money and not giving it back.Stealing money or belongings.Taking pension payments or other benefit away from someone.Taking money as payment for coming to visit or spending time together.Forcing someone to sell their home or assets without consent.Tricking someone into bad investments.More items...•Oct 26, 2018

Which act is considered financial abuse of an elder?

The federal Elder Justice Act, enacted in 2010, defines financial exploitation of the elderly as, "the fraudulent or otherwise illegal, unauthorized, or improper act... that uses the resources of an elder for monetary or personal benefit, profit, or gain, or that results in depriving an elder the rightful access to, or ...May 17, 2021

How can we protect elderly from financial abuse?

5 Ways to Prevent Elder Financial ExploitationDesignate someone you trust as your financial power of attorney. ... Appoint a trusted contact for accounts and investments. ... Sign up for a service that tracks your bank accounts, investments and credit cards. ... Stay in touch with older loved ones.More items...•Jan 26, 2022

How do you prove emotional and financial abuse?

Making unilateral decisions about family finances. Having a separate account for the spouse who makes more money. Running up debts. Accusing you of living lavishly and spending more than you should is a form of mental intimidation and is considered mental and financial abuse.Feb 2, 2021

What is a financial bully?

The abuser usually uses intimidation and manipulation to control the financial stability of their victim. Extreme cases have shown abusers threatening violence if the victim tries to make more money by starting to work, getting a better job or furthering their education.May 14, 2021

What are examples of financial exploitation?

Examples include forgery, misuse or theft of money or possessions; use of coercion or deception to surrender finances or property; or improper use of guardianship or power of attorney.” State laws include criminal law statues and civil law statues.

What are the two categories of elderly financial abuse crimes?

Financial crimes against the elderly fall under two general categories: fraud committed by strangers, and financial exploitation by relatives and caregivers. These categories sometimes overlap in terms of target selection and the means used to commit the crime.

What are signs of elder financial abuse?

What Are the Signs of Financial Elder Abuse?Money Missing From Accounts. Are large amounts of money missing from the elder's investment or bank accounts? ... Unusual Use of Credit Cards. ... Unpaid Bills, Collection Letters, Lack of Food in House. ... Missing Possessions. ... Sudden Changes in an Elder's Mood or Demeanor.

How do seniors protect bank accounts?

Here are a few ways you can help guard against financial exploitation:Immediately report abuse. ... Create a power of attorney. ... Set up a joint account. ... Name a trusted contact person. ... Use our award-winning mobile and online banking platforms to keep your account safe. ... Take steps to protect yourself.

How can a senior citizen protect money?

How to Help Seniors Protect Their AssetsDraft Power of Attorney. Who handles mom and dad's finances if they are no longer able to do it themselves? ... Simplify. ... Be Aware of Scams. ... Stay in Touch. ... Keep an Eye on the Money. ... Turn Assets Into Income. ... Pay Off Debt. ... Purchase Protected Assets.

What is it called when someone takes advantage of the elderly?

(7) The term “exploitation” refers to the act or process of taking advantage of an elderly person by another person or caregiver whether for monetary, personal or other benefit, gain or profit.

What makes elder abuse cases unique?

Some of the concepts that make elder abuse cases unique include capacity, consent, competency and undue influence. In addition, for any type of neglect or abuse (physical or sexual or financial exploitation), prosecutors must address whether the victim is able to testify and estimate his or her life expectancy.

What is the Bureau of Justice Assistance?

The Bureau of . Justice Assistance is a component of the Office of Justice Programs, which also includes the Bureau of Justice Statistics, the National Institute of Justice, the Office of Juvenile Justice and Delinquency Prevention, the SMART Office, and the Office for Victims of Crime.

What is the role of a prosecutor in the criminal justice system?

The prosecutor is the gatekeeper to the criminal justice system.

What is capacity to consent?

CAPACITYto consent generally relates to the victim’s ability to consent to a particular act or transaction. The degree of capacity required depends on the act or transaction. In other words, a victim may have capacity to sign a power of attorney but may not have capacity to sign a complicated legal document.

Reporting Elder Financial Abuse

If you want to report elder financial abuse, contact your local county APS Office (PDF). Abuse reports may also be made to you local law enforcement agency.

Additional Resources

Bar Association of San Francisco (BASF) has a referral service for elder abuse.

The Warning Signs of Elder Financial Abuse

The first and most important thing when looking for signs of financial abuse is to trust your instinct and pay attention when notice anything that seems odd. The list below covers many possible scenarios, but don’t forget the most powerful tool you have is your familiarity with your elderly family member’s habits.

What To Do if You or a Loved One Is a Victim of Elder Abuse

If you suspect a senior is a victim of any type of fraud or elder abuse, you should get in touch with the authorities in your state so they can decide whether to investigate.

How to Prevent Elder Financial Abuse

So we’ve covered the warning signs, and what you can do right now if you suspect something is wrong.

When did Ohio mandate banks to report financial exploitation?

Effective September 29, 2018, Ohio mandates that employees of banks, savings banks, savings and loan associations, or credit unions, in addition to other listed financial professionals, report suspected financial exploitation.11

What is the Senior Safe Act?

The federal Senior Safe Act, effective June 2018, provides that financial institutions are not liable for disclosing suspected EFE to covered agencies23 if the institution has trained its employees on identifying EFE.24 The Senior Safe Act applies to depository institutions, credit unions, investment advisers, broker-dealers, insurance companies, insurance agencies, insurance advisers and transfer agents.25 In addition to institutional immunity, the Senior Safe Act provides individual immunity for those who “served as a supervisor or in a compliance or legal function (including as a Bank Secrecy Act officer) for, or, in the case of a registered representative, investment adviser representative, or insurance producer, was affiliated or associated with, a covered financial institution.”26 To establish immunity, the report must be

What is the CFPB advisory?

In March of 2016, the Consumer Financial Protection Bureau (“CFPB” or “Bureau”) published the Advisory for financial institutions on preventing and responding to elder financial exploitation (“Advisory”) 1 and the accompanying Recommendations and report for financial institutions on preventing and responding to elder financial exploitation (“Recommendations”).2 The Bureau noted that banks and credit unions are uniquely positioned to detect that an older account holder has been targeted or victimized, and to take action. The Advisory and Recommendations covered a spectrum of voluntary best practices to assist financial institutions.

What is a NASAA?

Since 2016, a substantial number of states have enacted legislation based on a Model Act adopted by the North American Securities Administrators Association (“NASAA”) that includes a provision permitting delayed disbursements of funds when the financial institution believes that financial exploitation may occur, with accompanying responsibilities.12 These statutes generally provide timelines for transaction holds and provide immunity for institutions and employees who take the proactive steps of withholding transactions and reporting suspected financial abuse to specified authorities.13 These statutes generally require financial institutions to report suspected financial exploitation if they choose to hold a transaction. Most of these statutes apply only to broker/dealers, financial advisers and others dealing in securities.14

Does the CFPB report financial abuse?

The CFPB reiterates its 2016 recommendation that financial institutions report suspected financial exploitation of older adults to all appropriate local, state, or federal responders, regardless of whether reporting is mandatory or voluntary under state or federal law. In 2013, the eight federal regulatory agencies with authority to enforce the privacy provisions of the Gramm-Leach-Bliley Act (“GLBA”) issued Interagency Guidance on Privacy Laws and Reporting Financial Abuse of Older Adults (“Guidance”).5 The Guidance clarifies that reporting financial abuse of older adults to appropriate authorities does not, in general, violate the privacy provisions of GLBA. This update discusses new laws that have passed since the publication of the 2016 Advisory, such as the Senior Safe Act.6

What is elder financial abuse?

Elder Financial Abuse is when someone takes money or property from an older person without their knowledge, understanding, or consent.

What to look for when worried about an older person?

Loved ones who worry about an older person need to be on the lookout for signs that something may be amiss. This could range from weight loss, to unpaid utility or medical bills, to a high number of sales solicitations.

What happens if you lose your savings?

An older person who loses their life savings will likely have a dramatic decline in quality of life, and often suffer from anxiety and/or depression. While any victim of theft or fraud has setbacks, younger people have many working years remaining to recover from a financial loss. Older people have no such luxury.

What are the laws that protect older adults from elder abuse?

Elder Abuse and Elder Financial Exploitation Statutes. The federal government, states, commonwealths, territories and the District of Columbia all have laws designed to protect older adults from elder abuse and guide the practice of adult protective services agencies, law enforcement agencies, and others. These laws vary considerably ...

What is dependent adult abuse?

“ Dependent adult abuse ” means: (1) Any of the following as a result of the willful or negligent acts or omissions of a caretaker: (a) Physical injury to, or injury which is at a variance with the history given of the injury, or unreasonable confinement, unreasonable punishment, or assault of a dependent adult.

What is the definition of adult protective services?

(l) Financial or Property Exploitation means illegal or improper use of an elderly or adult with a disability's money, property, or other resources for monetary or personal benefit, profit or gain. This includes, but is not limited to, theft, misappropriation, concealment, ...

What is the definition of an adult?

Exploitation. “Exploitation” means the illegal or improper use of an incapacitated or dependent adult or that adult's resources for another's profit or advantage. 2. Adult. “Adult” means any person who has attained 18 years of age or who is a legally emancipated minor. 6. Dependent adult.

What is Chapter 15?

Chapter 15. The Elder and Dependent Adult Abuse Prevention Act (c) ‘Abuse of an elder or dependent adult‘ means any of the following: (1) Physical, emotional or financial abuse, neglect, abandonment, isolation, abduction, or other treatment resulting in physical or emotional injury, maltreatment, sexual conduct with an elder or dependent adult, ...

What is 15610.30?

Definitions. § 15610.30. Financial abuse. (a) “ Financial abuse ” of an elder or dependent adult occurs when a person or entity does any of the following: (1) Takes, secretes, appropriates, obtains, or retains real or personal property of an elder or dependent adult for a wrongful use or with intent to defraud, or both.

What is the definition of exploitation?

(7) “ Exploitation ” means the illegal or improper use or management of the funds, assets, or property of a person who is aged or an adult with a disability, or the use of power of attorney or guardianship of a person who is aged or an adult with a disability for one's own profit or advantage.

What is the Elder Abuse and Dependent Adult Civil Protection Act?

Civilly, the Elder Abuse and Dependent Adult Civil Protection Act (EADACPA) 6 comes to the rescue. Similar to Penal Code §368, EADACPA provides nearly every civil remedy one could ask for, including post-mortem recovery for the elderly victim’s pain and suffering as well as the possibility of enhanced attorney fees.

Why does the crooked neice sign a power of attorney?

The crooked neice goes into the hospital room with a notary public and convinces our client that she needs to sign a power of attorney because the state is going to seize all of her assets.

What happened to the greedy son of his dad?

The greedy son knew his dad was suffering from dementia. Son had no job, no income, and had just been released from prison after having served a two year felony sentence for drug dealing. Son quickly moved in with dad, and convinced him to put son’s name on title to the house. Of course, son wouldn’t share in making any of the monthly mortgage payments. Instead, he used dad as a “cash cow” and lived in the house rent free. When the siblings learned of his freeloading and one-half ownership of dad’s house, they confronted the son – only to be told that it was dad’s wishes and he couldn’t move out or return his (purported) one-half interest back to dad. After a lawsuit was filed, son agreed to leave but would not give up the house unless dad paid son $35,000!

What was the son's job in the mid-forties?

Son was in his mid-forties, had no real job, and lived with his incapacitated mother and her full-time caregivers. Unfortunately, this son was a bully who would verbally abuse his bed-ridden mother and frighten her caregivers. This abuse became so heated that no other family members felt safe when they tried to visit their mother, and 25 caregivers from the home healthcare agency refused to return to mom’s house.

What happened to my dad's house when he passed away?

This son prepared a grant deed for his father to sign. This deed added the bad son (and his wife) onto the title – so that dad, his bad son, and his wife were all title owners of dad’s house. When dad passed away, the title completely transferred to the bad son and his wife.

What are plaques made of?

Around these cells tend to be clustered a kind of cellular debris known as plaques. Plaques are made up of dead cells and deposits of protein.

How old was the dad when he was in the Korean War?

79 year old dad was a Korean War combat wounded vet with a VA disability benefit for post traumatic stress disorder. Over his lifetime, he had purchased five real properties in California, Nevada and Arizona – all owned free and clear. He had also managed to save about $300,000.

Can elder abuse be a criminal offense?

We don’t typically see victims filing criminal charges. However if the victim so chooses, and criminal charges are filed, financial elder abuse can lead to misdemeanor and felony charges. Misdemeanor convictions can lead to up to a year in jail, and a $1,000 fine.

Is financial elder abuse a family affair?

Financial elder abuse is a highly emotional situation, made that much more complicated by the fact that all-too-frequently the abuser is a family member. Due to that familial relationship, it’s only natural that victims are concerned about what will happen to the abuser if an elder financial abuse attorney is hired.