how strong is attorney client privilege

by Prof. Gilberto Fay PhD 3 min read

The attorney–client privilege is one of the oldest privileges for confidential communications. The United States Supreme Court has stated that by assuring confidentiality, the privilege encourages clients to make "full and frank" disclosures to their attorneys, who are then better able to provide candid advice and effective representation.

The attorney-client privilege protects most communications between clients and their lawyers. But, according to the crime-fraud exception to the privilege, a client's communication to her attorney isn't privileged if she made it with the intention of committing or covering up a crime or fraud.

Full Answer

What is the purpose of attorney client privilege?

What’s Covered Under Attorney Client Privilege?

  • All types of communications or exchanges between a client and attorney may be covered by the attorney-client privilege. ...
  • The communication must be confidential . ...
  • The communication must be made by a client . ...
  • The client’s communications must be made to counsel – a lawyer . ...
  • Communications must be made for the purpose of seeking or providing legal advice . ...

More items...

What is the attorney-client privilege really means?

Generally, the attorney-client privilege applies when:

  • an actual or potential client communicates with a lawyer regarding legal advice
  • the lawyer is acting in a professional capacity (rather than, for example, as a friend), and
  • the client intended the communications to be private and acted accordingly.

What is attorney client privileged?

“I don’t think my client was afforded any special privilege, it is very common for there not to ... the Lucas family raised questions about the case's handling and hired an attorney. “I am very happy that we were able to make an arrest in this ...

Does attorney client privilege apply prospective clients?

Prospective Clients. Under the Model Rules of Professional Conduct, the attorney-client privilege exists for a potential client. Under Togstad v. Vesely, 291 N.W.2d 686 (1980), a non-client can claim to be a prospective client if: 1) the non-client seeks legal advice, 2) then the non-client reasonably relies on that advice as legal advice, and 3) the attorney does not attempt to dissuade the non-client from relying on the advice.

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Which of the following may not be protected under the attorney-client privilege?

Which of the following may not be protected under the attorney-client privilege? A client who orally confesses to a crime.

What is true about the attorney-client privilege?

The attorney-client privilege is, strictly speaking, a rule of evidence. It prevents lawyers from testifying about, and from being forced to testify about, their clients' statements. Independent of that privilege, lawyers also owe their clients a duty of confidentiality.

What if a lawyer knows his client is lying?

(3) offer evidence that the lawyer knows to be false. If a lawyer, the lawyer's client, or a witness called by the lawyer, has offered material evidence and the lawyer comes to know of its falsity, the lawyer shall take reasonable remedial measures, including, if necessary, disclosure to the tribunal.

Why is attorney-client privilege so important?

The attorney-client privilege is the backbone of the legal profession. It encourages the client to be open and honest with his or her attorney without fear that others will be able to pry into those conversations. Further, being fully informed by the client enables the attorney to provide the best legal advice.

Can a lawyer turn against their client?

Lawyers cannot “turn” on their clients. They are duty bound to always act in the best interests of their clients and they can be disbarred if it's found they aren't. Lawyers can, however, withdraw their representation. This basically means the lawyer has “fired” their client.

What happens if a lawyer break attorney-client privilege?

Speaking to a lawyer in a public place with other people is another example where the information may get out without consequences to the attorney. Otherwise, a lawyer who breaches the attorney-client privilege could face serious consequences for an ethical violation, such as disbarment and criminal charges.

What should you not say to a lawyer?

Five things not to say to a lawyer (if you want them to take you..."The Judge is biased against me" Is it possible that the Judge is "biased" against you? ... "Everyone is out to get me" ... "It's the principle that counts" ... "I don't have the money to pay you" ... Waiting until after the fact.

Can a lawyer refuse to defend a client?

Rule 2.01 - A lawyer shall not reject, except for valid reasons, the cause of the defenseless or the oppressed. Rule 2.02 - In such cases, even if the lawyer does not accept a case, he shall not refuse to render legal advice to the person concerned if only to the extent necessary to safeguard the latter's rights.

Why do lawyers protect guilty clients?

Criminal defense lawyers must provide "zealous" representation. Another reason that lawyers can defend people regardless of guilt is that our society gives each citizen the right to be vigorously defended in a court of law. The U.S. Constitution assures every citizen due process and the right to legal counsel.

Can a lawyer testify against his client?

In essence, attorney-client privilege is what upholds attorneys' duty of confidentiality in legal proceedings. It's a rule of evidence that prevents lawyers from testifying about the contents of their oral or written communications with clients, or from being forced to do so by an opposing legal team.

Are facts protected by the attorney-client privilege?

Attorney-Client privilege protects communications of facts, and not the facts that underlie these communications. A client provides an attorney with a host of facts when communicating, but the privilege does not protect these facts from disclosure – only the communications themselves.

What documents are legally privileged?

An email or letter from you to a qualified lawyer (barrister or solicitor) asking for advice, and the written legal advice you receive, are examples of documents which are privileged.

What Is Attorney-Client Privilege?

Attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret. This is the name given to the common law concept of legal professional privilege in the United States. The privilege is a client’s right to refuse to disclose, and to prevent others from disclosing confidential communications between the client and the attorney.

What is the common interest exception?

Common Interest Exception . If two parties are represented by the same attorney in a single legal matter, neither client may assert the attorney-client privilege against the other in subsequent litigation if the subsequent litigation pertained to the subject matter of the previous joint representation.

What is confidential communication?

The communication must be confidential . That means the communication is limited to the client and the lawyer. If anyone outside the attorney-client relationship receives the communication – for example, a close friend copied on an email to the lawyer – the privilege is lost. Even if such a communication is made in confidence, it loses the privilege. That is called “waiving” the privilege.

Why is privilege important in legal practice?

The privilege also ensures that lawyers can provide candid and frank legal advice to their clients. For example, a lawyer might be more circumspect in discussing whether a client’s course of conduct amounts to fraud if that conversation could be disclosed to prosecutorial authorities or a potential adversary in civil litigation.

What are the sanctions for disqualification?

While disqualification cases deal only with the possibility of disclosure, where actual disclosures of client confidences occur, individual sanctions may include formal reprimand, suspension or disbarment. These various sanctions are imposed by courts to preserve the integrity of attorney/client communications as illustrated by case law concerning confidences which have been revealed.

What is the purpose of communications?

Communications must be made for the purpose of seeking or providing legal advice . In the corporate context, that means a lawyer’s communications are not privileged when the lawyer is providing business advice.

What is the MRPC?

You should also familiarize yourself with the Model Rules of Professional Conduct. The Model Rules of Professional Conduct (MRPC) are a set of legal ethics rules created by the American Bar Association (ABA) in 1983 in place od the 1969 Code of Professional Responsibility.

What Does the Attorney-Client Privilege Protect?

The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communication between attorneys and their clients by removing concerns over disclosure of those communications to opposing counsel, the court, or the public.

What does privilege mean in a lawyer?

However, it's important to note that the privilege only protects confidential communications between clients and attorneys. This means that if the communications are shared with a third party who is not part of the attorney-client relationship, it can act as a waiver and the protections can be lost.

What is the crime fraud exception?

The Crime-Fraud Exception and Law Enforcement. When a client commits crimes with the attorney's help, the attorney-client privilege does not shield their communications relating to the criminal conduct. However, in these cases, privileged and unprivileged communications can easily get intermingled.

Why do attorneys want to examine all records?

Prosecutors investigating potential crimes would want to examine all records (privileged or not) to aid in their evidence-gathering, while attorneys (and their clients) would want to invoke the privilege as much as possible to protect their private communications from scrutiny.

What information can a lawyer reveal?

Lawyers can also reveal confidential information relating to client representation if they believe it's reasonably necessary to: Prevent reasonably certain death or substantial bodily harm; Prevent a client from committing a crime or fraud that is likely to injure another's financial or property interests; or.

Why is the attorney-client relationship sacred?

The attorney-client relationship has long been considered sacred by legal professionals and the public and information shared under the umbrella of the attorney-client privilege is seen in a similar light. The privilege prevents the forced disclosure of any written and oral confidential communications ...

When can an attorney disclose information?

Attorneys can also disclose certain information protected by the attorney-client privilege when facing a dispute with a former client, such as a malpractice action. In that instance, it may be necessary for a lawyer to disclose information such as billing records or prior client authorizations.

What case defined attorney-client privilege?

In the well known 1950 case of United States v. United Shoe Machinery Corp, the court defined the requirements for attorney-client privilege as follows:

Why did the government narrow the attorney-client privilege?

In the early 1990's, the federal government began to narrow the attorney-client privilege in an attempt to fight the war on drugs. The feds pushed a policy that made attorneys disclose the name and amount of cash payments made by clients in excess of $10,000. While numerous cases, including United States v.

What is privilege in law?

Based on early English common law, the idea of privilege is a simple one - a client maintains the privilege to refuse to disclose or to have an attorney disclose any communications that occur while one is seeking legal advice. One of the basic tenets of the relationship between an attorney and the client is that any information which passes between ...

Why is privilege important?

This privilege is important as it allows a client the comfort to disclose all necessary factual information ...

What is the relationship between an attorney and the client?

One of the basic tenets of the relationship between an attorney and the client is that any information which passes between the two remains confidential. This concept is also known as the attorney client privilege. Based on early English common law, the idea of privilege is a simple one - a client maintains the privilege to refuse to disclose ...

Who can waive the privilege?

Client is the only person who may waive the privilege. Courts may make exceptions to the above if they find that great harm is caused to the other side by upholding the privilege. It is important to remember that a court may force disclosure of certain facts and that privilege will never apply to any communication concerning commitment ...

Who must be a certified attorney?

Person to whom the communication was made must be a certified attorney. Communication must occur solely between the client and attorney. Communication must be made as part of securing legal opinion and not for purpose of committing a criminal act. Client is the only person who may waive the privilege. Courts may make exceptions to the ...

Can Attorney-Client Privilege Be Waived?

Attorney-client privilege can be thought of as the client’s privilege. That means the client is typically the only one who can waive the privilege.

What Are the Exceptions to Attorney-Client Privilege?

Although the attorney-client privilege covers most communications between the injured victim and his or her legal representative , there are still some exceptions. For example, if the client admits to his or her attorney an intention to commit fraud, or an act of fraud related to the current claim, the attorney may be legally obligated to disclose this information to the appropriate authorities.

Why do you need an attorney after an accident?

Aside from potentially improving your odds of recovering more compensation, hiring an attorney benefits you because of attorney-client privilege. The attorney-client privilege means many things, but the main point is confidentiality.

Is privileged attorney client communication legal?

Therefore, it is important to discuss any concerns you may have about communication your attorney is legally required to keep confidential before disclosing something you believe may hurt your claim.

Can an attorney discuss a case with others?

If you talk to your attorney about your case and have an expectation for the conversation to remain private, the attorney cannot discuss it with others without your permission . Privileged communication includes any oral or written conversations about the case, including:

Is disclosure of preexisting conditions, injuries or prior accidents fraudulent intent?

It is important to note that disclosure of preexisting conditions, injuries or prior accidents is not considered fraudulent intent. Instead, this is important information to disclose to your attorney early on in your case to help your attorney build a strong case with knowledge of all the facts.

Why is attorney-client privilege important?

Attorney-client privilege has been recognized as a foundational legal principle for centuries. The ability to have "full and frank" confidential conversations enables lawyers to represent their clients best and enables clients to consider their past conduct and remedy problems. It also encourages people to seek legal advice in the first place, as they can have the comfort in knowing that their honest conversations will allow them to receive better assistance rather than incriminate them.

Why do attorneys disclose client information?

An attorney may also disclose client information in limited circumstances to protect himself and his ethical obligations. For example, the attorney may obtain legal advice of his own regarding the representation of the client to ensure the attorney's compliance with his duties under the Rules of Professional Conduct. The attorney likewise may disclose a client's confidential communications to respond to a client's allegations that the attorney failed to properly represent him, or otherwise to establish a claim or defense against the client if a dispute arises between them. Or, if a client uses the attorney's services to commit a crime or fraudulent act, the attorney may disclose the information he reasonably believes is necessary to prevent, mitigate, or rectify the consequences of the client's conduct.

What does "disclosure" mean in a lawyer?

that the client impliedly authorizes the lawyer to disclose so that the lawyer can carry out his representation of the client;

When does an attorney have to maintain confidentiality?

In that vein, an attorney's duty to maintain the confidentiality of a client's information begins even before the formation of a formal attorney-client relationship, when the client is merely a prospective client. And the privilege lasts beyond the end of the formal attorney-client relationship.

Is a client's information confidential?

But not all information that a client shares with his attorney is confidential; information does not become privileged merely because a client gives it to his attorney. To be clear, the privilege applies only to confidential communications, meaning communications that the client did not intend to be disclosed to third parties unless the disclosure furthers the attorney's provision of legal services. A client, for example, cannot hide documents or other tangible evidence with his attorney and claim that they are protected by privilege. Or, if other people are aware of the information, the client cannot claim privilege simply because he talked to his attorney about it.

Is this article intended to give legal advice?

This article is not intended to give, and should not be relied upon for, legal advice in any particular circumstance or fact situation. No action should be taken in reliance upon the information contained in this article without obtaining the advice of an attorney.

Can a client waive the confidentiality of a lawyer?

Lastly, the privilege belongs to the client, and only the client can waive it. Clients may waive the privilege by sharing with others their conversations with their attorneys. Even the most innocent of intentions—such as confiding in a friend or family member for support or to process a hard situation that is the center of litigation—can remove the confidential nature of the client's communication with his attorney.

Why is attorney-client privilege important?

The attorney-client privilege is perhaps all the more important in the criminal context where full and frank discussions with counsel are essential to ensure that an individual can be defended against prosecution or incarceration. The attorney-client privilege is different than a defendant’s right against self-incrimination under the US Constitution’s Fifth Amendment which provides that “no person … shall be compelled in any criminal case to be a witness against himself.” In other words, an individual can never be compelled to provide statements to the government or otherwise that could later be used to prosecute him. It is important to note that business entities have no Fifth Amendment rights even though their individual employees do. See Braswell v. United States, 487 U.S. 99, 104-110 (1988).

What are the elements of attorney-client privilege?

No matter how the attorney-client privilege is articulated, there are four basic elements necessary to establish its existence: (1) a communication; (2) made between privileged persons; (3) in confidence; (4) for the purpose of seeking, obtaining or providing legal assistance to the client. See Teleglobe Communs.

How to prevent waiver of privileged documents?

The courts have acknowledged this fact and amended the rules of procedure to allow a party to “clawback” inadvertently produced privileged documents and prevent waiver of the privilege. See the Federal Rule of Civil Procedure 26 (b) (5) (B); Federal Rule of Evidence 502 (d). To protect against waiver in this context a party to a litigation must do several things. First, they must be diligent in their efforts to detect inadvertently disclosed privileged documents. Second, they must immediately communicate with opposing counsel to request that the documents not be reviewed and that they be destroyed. Third, parties should enter into written agreements governing electronic discovery at the outset of litigation and file the agreement with the Court.

What is the definition of privilege to apply only?

Federal courts often define the privilege to apply only if. (1) the asserted holder of the privilege is or sought to become a client; (2) the person to whom the communication was made. (a) is a member of the bar of a court, or his subordinate, and. (b) in connection with this communication is acting as a lawyer;

What is copy counsel?

Copy counsel on all communications in which legal advice is sought or in which confidential communications (like conclusions or assessments) are transmitted.

Does the attorney-client privilege apply to both individual and corporate clients?

The US Supreme Court has long held that the attorney-client privilege applies to both individual and corporate clients. See Gardner v. Major Auto. Cos., 2014 U.S. Dist. LEXIS 44877 (E.D.N.Y. Mar. 31, 2014) (citing United States v. Louisville Nashville R. Co., 236 U.S. 318 (1915)). However, complications in the application of the privilege arise when the client is a business entity.

Who holds the privilege of a client?

The privilege is held by the client and can only be waived by the client.

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What Is Attorney-Client Privilege?

Purpose of Attorney-Client Privilege

  • The purpose of the attorney-client privilege is to promote open and frank communications between clients and their lawyers. To represent a client effectively, lawyers must have access to all relevant information concerning the representation. If a client knows that certain information will be kept secret, he or she may be more willing to divulge th...
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What’s Covered Under Attorney Client Privilege?

  • The attorney-client privilege in the United States is often defined by reference to the 5 Cs: (1) a Communication (2) made in Confidence (3) between a Client (4) and Counsel (5) for the purpose of seeking or providing legal Counsel or advice. 1. All types of communications or exchanges between a client and attorney may be covered by the attorney-client privilege. This may include …
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Attorney Client Privilege Exceptions

  • Some of the most common exceptions to the privilege include: 1. Death of a client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent’s heirs, legatees or other parties claiming under the deceased client. 2. Fiduciary Duty . A corporation’s right to assert the attorney-client privilege is not absolute. An exception to the privi…
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Examples of Attorney-Client Privilege

  • Following are some examples of attorney-client privilege. 1. A client is seeking advice from a lawyer for a business transactionand discloses confidential information about their business operations. 2. A client disclosing information to his or her attorney about a past crime that he or she committed, and the communication was done in private. 3. A client disclosing to the attorne…
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What Happens When Attorney-Client Privilege Is Broken?

  • Specific sanctions may be imposed on an attorney who reveals confidential communications, but where there is the mere potential for disclosure, disqualification motions are common. These motions typically claim that a lawyer or firm should be disqualified due to the fact that the lawyer or a member of his firm had previously represented the party desiring disqualification. While dis…
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What Does The Attorney-Client Privilege Protect?

  • The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communication between attorneys and their clients by removing concerns over disclosure of those communications to opposing counsel, the court, or the public. The clients hold the privilege. In most cases, only cl...
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When The Attorney-Client Privilege Doesn't Apply

  • Despite the broad scope of the attorney-client privilege, it isn't an absolute safeguard. The American Bar Association's Model Rules of Professional Conductnotes that attorneys can disclose privileged information as necessary in representing their clients. For example, attorneys can share documents with their support staff or include certain information obtained from their …
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The Crime-Fraud Exception and Law Enforcement

  • When a client commits crimes with the attorney's help, the attorney-client privilege does not shield their communications relating to the criminal conduct. However, privileged and unprivileged communications can easily get intermingled in these cases. Prosecutors investigating potential crimes would want to examine all records (privileged or not) to aid in their evidence-gathering. I…
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Establishing and Challenging The Attorney-Client Privilege

  • The Supreme Court established a four-factor test in Upjohn Co. v. United Statesto determine whether the attorney-client privilege applies and how to challenge it. According to the test, to establish the privilege: 1. The person or entity asserting the privilege must be a "client" 2. Communication must be to an attorney acting as an attorney 3. Communication must be by a cli…
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Overview

Attorney–client privilege or lawyer–client privilege is the name given to the common law concept of legal professional privilege in the United States. Attorney–client privilege is "[a] client's right to refuse to disclose and to prevent any other person from disclosing confidential communications between the client and the attorney."
The attorney–client privilege is one of the oldest privileges for confidential communications. Th…

General requirements under United States law

Although there are minor variations, the elements necessary to establish the attorney–client privilege generally are:
1. The asserted holder of the privilege is (or sought to become) a client; and
2. The person to whom the communication was made:

When the privilege may not apply

When an attorney is not acting primarily as an attorney but, for instance, as a business advisor, member of the Board of Directors, or in another non-legal role, then the privilege generally does not apply.
The privilege protects the confidential communication, and not the underlying information. For instance, if a client has previously disclosed confidential information to a third party who is not a…

Tax practice

In the United States, communications between accountants and their clients are usually not privileged. A person who is worried about accusations of questionable accounting, such as tax evasion, may decide to work only with an attorney or only with an accountant who is also an attorney; some or all of the resulting communications may be privileged provided that all the requirements for the attorney–client privilege are met. The mere fact that the practitioner is an a…

In the federal courts

If a case arises in the federal court system, the federal court will apply Rule 501 of the Federal Rules of Evidence to determine whether to apply the privilege law of the relevant state or federal common law. If the case is brought to the federal court under diversity jurisdiction, the law of the relevant state will be used to apply the privilege. If the case involves a federal question, the federal court will apply the federal common law of attorney–client privilege; however, Rule 501 grants fl…

See also

• Admissible evidence
• Buried Bodies Case
• Contract attorney
• Legal professional privilege (England & Wales)

Notes

1. ^ "Attorney–client privilege", Black's Law Dictionary, p. 1391 col. 2 (Bryan A. Garner 10th ed. 2014).
2. ^ Swidler & Berlin v. United States, 524 U.S. 399, 403 (1998).
3. ^ Upjohn Co. v. United States, 449 U.S. 383, 389 (1981).

External links

• Federal Rule of Evidence 502 Resource Page Provides background and key links on the 2008 amendment "to address the waiver of the attorney–client privilege and the work product doctrine."
• Office of the General Counsel: The Attorney–Client Privilege from Stanford University