In December 2009 and January 2010, 30 investigative depositions, taken as early as December 2004, were turned over to Mahaffy's defense lawyers.
...
Robert Malin.
...
Robert Malin.
| State: | Fed-NY |
|---|---|
| Convicted: | 2009 |
| Exonerated: | 2018 |
| Sentence: | 4 years |
| Race/Ethnicity: | White |
•
Jun 14, 2018
Orange Family Law Lawyer
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Partner, Head of Equity Capital Markets
At WRH+Co, it has long been our conviction that growth companies can and should have access to public capital, enabling them to focus on innovation while providing an opportunity for all classes of investors to participate in their success. For that reason, we have been at the forefront of the development and implementation of Regulation A+.
VP Sales
Leadership team member and founding employee of Nasdaq’s private market initiative Leveraged capital markets expertise and business development skills to drive adoption of NPM solutions by private company management, their lawyers and advisors Advised private companies across all equity-related functions including secondary liquidity, cap table management and stock plan administration.
Equity Capital Markets & Corporate Strategy
Conceived and built a new and innovative equity capital markets platform to service issuers, private equity and venture capital firms. Provided efficient, discreet execution for PE and VC clients for dispositions and accumulations of large stakes. Won first-ever new issue mandates for Liquidnet and executed ATM offerings on behalf of REIT issuers. Traded on behalf of insiders, executives and affiliates including 144 sales, 10b5-1 programs and corporate….
Senior Managing Director
Pursued NYSE-listed companies to list on NASDAQ via either a dual listing or outright switch as part of the New Listings team Solely responsible for the management and expansion of NASDAQ’s relationships with buy-side investors
Strategic Account Mgr
Developed and led institutional sales effort for ECN formerly focused solely on sell-side clients Acquired by NASDAQ in September 2004
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