IV. The Road to the Supreme Court Following Gideon’s first trial, his case progressed through several stages as it made its way up to the Supreme Court. A. The Pre-Sentence Report
Gideon was charged with breaking and entering with the intent to commit a misdemeanor, which is a felony under Florida law. At trial, Gideon appeared in court without an attorney. In open court, he asked the judge to appoint counsel for him because he could not afford an attorney.
Gideon himself and Judge McCrary made the most notable errors. A. Mistakes and Omissions by Gideon Acting as His Own Lawyer Gideon made a variety of mistakes that a trained lawyer would have avoided. Gideon’s witnesses should have been state witnesses. In fact, originally, the State had listed them as state witnesses on the charging instrument.
Gideon’s witnesses should have been state witnesses. In fact, originally, the State had listed them as state witnesses on the charging instrument.
At trial, Gideon appeared in court without an attorney. In open court, he asked the judge to appoint counsel for him because he could not afford an attorney. The trial judge denied Gideon's request because Florida law only permitted appointment of counsel for poor defendants charged with capital offenses.
Gideon – a petty thief and frequent inmate in state and federal institutions – was charged in a Florida state court with breaking and entering. Unable to afford an attorney, Gideon requested that the trial court provide him with legal representation as guaranteed to him by the Sixth Amendment to the U.S. Constitution.
Gideon represented himself in trial. He was found guilty and sentenced to five years in prison. Gideon filed a habeas corpus petition in the Florida Supreme Court, arguing that the trial court's decision violated his constitutional right to be represented by counsel.
At the Supreme Court and in the Circuit Court for Bay County, Fla., where Clarence Gideon received a second trial after his case was remanded by the Court, he received excellent representation by three outstanding lawyers - Abe Fortas, Abe Krash, and W. Fred Turner.
Gideon was unprepared and did not seem to have the legal training necessary to defend himself. A lawyer would have been more knowledgeable about the nuances of courtroom procedure and could have helped him by calling appropriate witnesses on his behalf and by challenging the prosecution's witnesses.
How well did Gideon defend himself in his first trial in Panama City? Not well because he had no lawyer, no evidence, he didn't know what to ask the witnesses, and he didn't know what to tell the jury.
Why did the Court believe that Gideon could not defend himself? The court felt that Gideon, as well as most other people, did not have the legal expertise to defend himself adequately in a criminal proceeding, and that legal counsel for a defendant is necessary to insure a fair trial.
Wainwright, case in which the U.S. Supreme Court on March 18, 1963, ruled (9–0) that states are required to provide legal counsel to indigent defendants charged with a felony.
Gideon informed the court that he had no attorney or funds to hire an attorney and asked the court to appoint counsel for him. His request was denied. Mr. Gideon represented himself at trial; he was convicted by a jury and sentenced to five years in state prison.
The Court took up his case in 1963 and appointed Abe Fortas, a renowned lawyer and future Supreme Court justice, to defend Gideon.
After the Florida Supreme Court denied his petition, Gideon appealed to the U.S. Supreme Court, which reviewed his case in 1963. The Supreme Court, in a unanimous decision written by Justice Hugo Black, ruled that Gideon's conviction was unconstitutional because Gideon was denied a defense lawyer at trial.
Decision: In 1963, the Supreme Court ruled unanimously in favor of Gideon, guaranteeing the right to legal counsel for criminal defendants in federal and state courts. Following the decision, Gideon was given another trial with an appointed lawyer and was acquitted of the charges.
What Were the Arguments? Gideon argued that by failing to appoint counsel for him, Florida violated the due process clause of the Fourteenth Amendment. Under the Fourteenth Amendment, certain protections guaranteed in the Bill of Rights were held to also apply to states.
Why did the Court believe that Gideon could not defend himself? The court felt that Gideon, as well as most other people, did not have the legal expertise to defend himself adequately in a criminal proceeding, and that legal counsel for a defendant is necessary to insure a fair trial.
Abe FortasOn January 15, 1963, the Supreme Court heard oral arguments in Gideon v. Wainwright. Abe Fortas, a Washington, D.C., attorney and future Supreme Court justice, represented Gideon for free before the high court.
In 1963, the Supreme Court ruled unanimously in favor of Gideon, guaranteeing the right to legal counsel for criminal defendants in federal and state courts. Following the decision, Gideon was given another trial with an appointed lawyer and was acquitted of the charges.
At fifteen, he broke into a country store and stole some clothing. Police arrested Gideon the next day when the store owner saw him wearing the stolen clothes. 10 Gideon was convicted as a juvenile and sent to a reformatory to serve a three-year sentence. 11 He was paroled after one year. 12.
40 By the summer of 1961, he had spent one year in a juvenile correctional institution and approximately eighteen years in adult prisons.
His reason, he testified, was that the sidewalk was bad—that there was a “drop off” on the sidewalk. Gideon claimed that walking the direct route was difficult. 272 Another possible reason Gideon testified that the route he took was partially through the alley is that Irene Rhodes testified in the first trial that Gideon emerged from the alley. Gideon knew she had seen this, and that she might be called as a rebuttal witness by the State. To be consistent with her testimony at the first trial, he had to say that he reached the phone booth from the alley—not directly from his rooming house. A significant piece of evidence was that he was carrying the wine bottle as he emerged from the alley. Cook saw the wine bottle, 273 but as we have seen, he was discredited to a large extent by his “impeachment.” 274 That left Irene Rhodes to testify as to this fact, and the State failed to call her. Gideon himself realized how important the issue of whether he was carrying the wine bottle was, as evidenced by the fact that he testified on his own behalf that he did not drink wine. 275 That testimony was false, but it shows how critical he thought it was for him to convince the jurors that he was not carrying the bottle of wine. If Gideon was carrying the partly empty wine bottle, it was much more likely that Gideon got the wine from the poolroom rather than his boarding house. However, if he had emerged from the alley behind the poolroom carrying a half-empty bottle, the odds were great that he had just obtained that bottle during the poolroom break-in.
1 Gideon was convicted of breaking and entering with intent to commit petit larceny in Bay County, Florida. He sought review and won before the United States Supreme Court. The Supreme Court returned his case to Florida where he was acquitted at a second trial. 2
Gideon was sentenced to ten years for the burglary and five for the larceny, the sentences to run concurrently. He escaped from prison in 1943, but was apprehended in 1944. The burglary and larceny sentences were commuted, but he was given ten years for the crime of escape. 21.
The intruder had smashed a window in the back of the poolroom and used a large garbage can to climb in through the now open window. Once inside, that person drank a number of beers, and broke into the jukebox and the cigarette machine, taking an undetermined amount of cash, all in coins.
Gideon received eighteen months of treatment for that illness in a hospital in New Orleans. He left the hospital in 1954. 25. In 1955, he married a third time, and he and his wife moved to Orange, Texas, 26 where they bought a pool hall and beer parlor called “Smitty’s Bar.”.
In the Gideon decision, the court said that a criminal defendant has a fundamental right to an attorney. What is meant by a fundamental right? What other rights might be considered fundamental?
In January 1962, Gideon filed a five-page, handwritten petition for certiorari in the United States Supreme Court seeking review of the Florida Supreme Court’s ruling. The Court accepted the writ and appointed notable Washington, D.C. attorney Abe Fortas – who himself would be appointed to the Court in 1965 – to represent Gideon.
Thus, the states must provide defense lawyers, if necessary, because lawyers are essential to ensuring that accused persons are provided with a fair trial.
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the state and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense . (Underlining added.)
The court held that a suspect in custody has the right to an attorney during a police interrogation because of the possibility that a suspect may incriminate himself, which violates the 5th Amendment right not to be compelled to testify against oneself.
Explain the Sixth Amendment right of a person accused of a crime to have legal counsel.
Criminal defendants also have a right not to be represented by counsel but they must get permission from the trial judge. Why do you think judges are reluctant to grant this request?