attorney-client privilege derives from what doctrine

by Troy Stamm 9 min read

6 Federal privileges are governed by the principles of common law, except as otherwise required by the U.S. Constitution, federal statute, or rules prescribed by the Supreme Court. The most common privilege is the attorney-client privilege. The most common privilege doctrine is the work-product doctrine.Mar 11, 2022

What is the source of the attorney-client privilege?

Evidence Code 954 is the California statute that makes communications between attorneys and their clients privileged and confidential. This is what is known as the “lawyer-client privilege” (or the “attorney-client privilege”).

What is the privilege doctrine?

Created by FindLaw's team of legal writers and editors | Last updated May 23, 2019. Presidents who object to disclosing sensitive or embarrassing information to Congress or the courts often rely on "executive privilege." This legal doctrine is rooted in the president's need for candid advice.

What is a work product doctrine in law?

Protects documents and tangible things that are prepared in anticipation of litigation by (or for) another party or its representative from disclosure to third parties.

What is the attorney-client privilege quizlet?

Attorney-Client Privilege. A confidential communication between a client and an attorney for the purpose of seeking legal advice or representation is privileged.

What is the common interest doctrine?

The common interest doctrine is an exception to the general rule that disclosure of a communication to a third party destroys any attendant privilege. In other words, the doctrine permits attorneys representing different parties with similar legal interests to share information without having to share it with others.

Does Erie doctrine apply to federal question?

The Erie Doctrine is a binding principle where federal courts exercising diversity jurisdiction apply federal procedural law of the Federal Rules of Civil Procedure, but must also apply state substantive law. Pre-Erie Doctrine: The Erie Doctrine derives from the landmark 1938 U.S. Supreme Court case, Erie Railroad Co.

What is the difference between work product and attorney-client privilege?

According to the Cornell Law School Legal Information Institute, the “attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret.” On the other hand, the Cornell Law School Legal Information Institute proclaims “the work product ...

Who is the exclusive holder of the word product doctrine?

Even though the attorney client privilege and the work product doctrine are similar in many ways, the holders of these privileges are distinct. Rather than the client, the attorney is the holder of work product protection.

Which of the following may not be protected under the attorney-client privilege?

Which of the following may not be protected under the attorney-client privilege? A client who orally confesses to a crime.

Which amendment is the right to counsel?

the Sixth AmendmentUnder Supreme Court case law, the Sixth Amendment right to counsel specifically requires that each and every adult who cannot afford to hire a lawyer at prevailing compensation rates in his jurisdiction must be given a qualified and trained lawyer.

What is it called when you act as your own attorney?

Pro se legal representation (/ˌproʊ ˈsiː/ or /ˌproʊ ˈseɪ/) comes from Latin pro se, meaning "for oneself" or "on behalf of themselves", which in modern law means to argue on one's own behalf in a legal proceeding as a defendant or plaintiff in civil cases or a defendant in criminal cases.

What is the term for protective statements between an attorney and client?

The attorney-client privilege is a rule that protects the confidentiality of communications between lawyers and clients. Under the rule, attorneys may not divulge their clients' secrets, nor may others force them to.

What is attorney-client privilege?

The attorney-client privilege is one of the oldest privileges for confidential communications. This privilege assist when there is an attorney-client relationship. The privilege is asserted in the face of a legal demand for the confidential communications, such as a discovery request or a demand that the lawyer testify under oath.

Why is privilege important in legal practice?

The privilege also ensures that lawyers can provide candid and frank legal advice to their clients. For example, a lawyer might be more circumspect in discussing whether a client’s course of conduct amounts to fraud if that conversation could be disclosed to prosecutorial authorities or a potential adversary in civil litigation.

What is the common interest exception?

Common Interest Exception . If two parties are represented by the same attorney in a single legal matter, neither client may assert the attorney-client privilege against the other in subsequent litigation if the subsequent litigation pertained to the subject matter of the previous joint representation.

Is a client's advice privileged?

If a client seeks advice from an attorney to assist with the furtherance of a crime or fraud or the post-commission concealment of the crime or fraud, then the communication is not privileged. If, however, the client has completed a crime or fraud and then seeks the advice of a legal counsel, such communications are privileged unless the client considers covering up the crime or fraud.

Can a testator-client be breached?

Death of a client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent’s heirs, legatees or other parties claiming under the deceased client.

Is a retainer agreement necessary?

The communication must be made by a client . A formal retainer agreement is not necessary. It is enough for the individual to honestly believe he or she is consulting the lawyer for purposes of obtaining legal advice in advancing his or her own interests. A corporation can be a “client” too. In that case, the privilege protects communications between the company’s lawyer – whether an “in-house” lawyer employed by the company, like a general counsel, or “outside” counsel at a law firm – and the company’s employees so long as the communications fall within the scope of the employee’s duties.

Who does the client's communications have to be made to?

The client’s communications must be made to counsel – a lawyer . The privilege also covers a client’s communications with individuals who assist the lawyer in the representation, such as a paralegal or an investigator.

What is attorney-client privilege?

The attorney-client privilege upholds the principle of confidentiality for attorney-client communications. It promotes frank and truthful communications between attorneys and their clients by removing concerns over disclosure of such communications to opposing counsel, the court, or the public at large. The privilege is held by the clients and in ...

What does privilege mean in a lawyer?

However, it's important to note that the privilege only protects confidential communications between clients and attorneys. This means that if the communications are shared with a third party who is not part of the attorney-client relationship, it can act as a waiver and the protections can be lost.

Why do attorneys want to examine all records?

Prosecutors investigating potential crimes would want to examine all records (privileged or not) to aid in their evidence-gathering, while attorneys (and their clients) would want to invoke the privilege as much as possible to protect their private communications from scrutiny.

What information can a lawyer reveal?

Lawyers can also reveal confidential information relating to client representation if they believe it's reasonably necessary to: Prevent reasonably certain death or substantial bodily harm; Prevent a client from committing a crime or fraud that is likely to injure another's financial or property interests; or.

Why is the attorney-client relationship sacred?

The attorney-client relationship has long been considered sacred by legal professionals and the public and information shared under the umbrella of the attorney-client privilege is seen in a similar light. The privilege prevents the forced disclosure of any written and oral confidential communications ...

When can an attorney disclose information?

Attorneys can also disclose certain information protected by the attorney-client privilege when facing a dispute with a former client, such as a malpractice action. In that instance, it may be necessary for a lawyer to disclose information such as billing records or prior client authorizations.

Can a client waive the privilege of attorney?

The privilege is held by the clients and in most cases can only be waived by clients, not their attorneys. The privilege is most commonly asserted when responding to discovery requests or when seeking to avoid testifying about certain matters under oath. However, it's important to note that the privilege only protects confidential communications between clients and attorneys. This means that if the communications are shared with a third party who is not part of the attorney-client relationship, it can act as a waiver and the protections can be lost.

What is attorney-client privilege?

The attorney-client privilege is the oldest recognized form of common law privilege.7 The preeminent evidence scholar and author of a treatise on evidence Professor and Dean John Henry Wigmore of Northwestern University School of Law defined the privilege in the early 1900s as “ (1) [w]here legal advice of any kind is sought (2) from a professional legal adviser in his capacity as such, (3) the communications relating to that purpose, (4) made in confidence (5) by the client, (6) are at his instance permanently protected (7) from disclosure by himself or by the legal adviser, (8) except the protection be waived.”8

What is the work product doctrine?

The work-product doctrine, like the attorney-client privilege , derives from common law origin. In contrast to the attorney- client privilege, which may be asserted only by the client, either the attorney or the client may invoke the work-product doctrine. At common law, the privilege was much broader than its modern day counterpart. The federal law of work-product governs in civil actions brought in federal court.31

What are the rules of discovery?

Rules 26–37 set forth the pretrial discovery mechanisms available to litigants in federal civil lawsuits. Those rules broadly define what is discoverable and narrowly define what is privileged sub- ject matter. In particular, Rule 26 (b) (1) is broad, permitting discovery of “any matter, not privileged, that is relevant to the claim or defense of any party. . . . Relevant information need not be admissible at the trial if the discovery appears reasonably calculated to lead to the discovery of admissible evidence.” Traditionally, the use of discovery has been applied very liberally. At the same time, however, privileges permit litigants to avoid disclosing certain information. In order to preclude the discovery of otherwise discoverable matter, a party must timely assert a claim of privilege.

What is attorney client privilege?

The attorney-client privilege protects communications between a client and an attorney when the communication was made for the purpose of the client obtaining legal advice. [1] . The work product doctrine generally prohibits discovering documents and other tangible items that were prepared in anticipation. [2] .

Why is it important to discuss privilege issues with clients regularly?

It is important to discuss privilege issues with clients regularly, assess potential concerns at each stage of a government investigation, and develop both strategic and tactical approaches to either maintaining these protections or strategically determining to waive them .

What is the SEC's waiver of work product privilege?

First, a recent decision in a United States Securities and Exchange Commission (“SEC”) investigation found waiver of work product privilege where information was shared with the government during the course of an investigation. [4]

When is privilege protected?

It is particularly crucial to identify and protect these privileges when a client is under investigation by the government whether that investigation is a criminal or regulatory matter or a congressional investigation. Privilege is treated differently in the context of congressional investigations.

Why should lawyers develop a communication structure?

Second, lawyers should work to develop a communication structure to ensure that privileges and work product are protected. One area that should be clearly resolved when determining the communication structure is the role of a client’s general counsel or other internal counsel.

When should lawyers work with clients?

Further, as part of this communication structure, lawyers should work with clients to establish a centralized communication structure at the beginning of an investigation, with outside counsel included on all key communications to ensure the efficacy of the privileges.

Who challenged assertion of privilege?

The most recent court challenge involving an assertion of privilege in a congressional investigation was in 2017 by Backpage CEO Carl Ferrer.

Who holds the privilege of attorney?

The client holds the privilege and is the only one who may waive it. The attorney, however, must assert the privilege on the client's behalf to protect the client's interests. The privilege exists until it is waived, and it can survive the client's death.

How long does the attorney-client privilege last in California?

In California, the attorney-client privilege exists until it is waived, or until such time as the client has diedand his estate no longer exists . CEC §§ 953-955.

What is privileged communication?

A confidential communication between a client and an attorney for the purpose of seeking legal advice or representation is privileged.

What is intentional disclosure?

When made during a federal proceeding, the intentional disclosure of privileged material operates as a waiver of the attorney-client privilege. The waiver extends to undisclosed information only in those unusual situations in which (i) the disclosed and undisclosed material concern the same subject matter and (ii) fairness requires the disclosure of related information because a party has disclosed information in a selective, misleading, and unfair manner. Fed. R. Evid. 502(a).

What is the meaning of disclosure agreement?

An agreement between the parties regarding the effect of a disclosure binds only the parties unless the agreement is incorporated into a court order. Fed. R. Evid. 502(e).

When privileged material is disclosed in a state proceeding and the state and federal laws are in conflict as to the effect?

When privileged material is disclosed in a state proceeding and the state and federal laws are in conflict as to the effect of the disclosure, the disclosure does not operate as a waiver in a subsequent federal proceeding if the disclosure (i) would not be a waiver had it been made in a federal proceeding or ( ii) is not a disclosure under the law of the state where it was made. In other words, the federal court must apply the law that is most protective of the privilege. This rule does not apply if the state court has issued an order concerning the effect of the disclosure; in such a case, the state-court order would be controlling. Fed. R. Evid. 502(c).

What factors are considered reasonable steps to prevent disclosure?

Evid. 502(b). In determining whether the holder took reasonable steps to prevent disclosure, factors such as the number of documents to be reviewed, the time constraints for production, or the existence of an efficient records-management system may be relevant.

What Is Attorney-Client Privilege?

  • Attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret. This is the name given to the common law concept of legal professional privilege in the United States. The privilege is a client’s right to refuse to disclose, and to prevent others from disclosing c...
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Purpose of Attorney-Client Privilege

  • The purpose of the attorney-client privilege is to promote open and frank communications between clients and their lawyers. To represent a client effectively, lawyers must have access to all relevant information concerning the representation. If a client knows that certain information will be kept secret, he or she may be more willing to divulge that information to the lawyer. The p…
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What’s Covered Under Attorney Client Privilege?

  • The attorney-client privilege in the United States is often defined by reference to the 5 Cs: (1) a Communication (2) made in Confidence (3) between a Client (4) and Counsel (5) for the purpose of seeking or providing legal Counsel or advice. 1. All types of communications or exchanges between a client and attorney may be covered by the attorney-client privilege. This may include …
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Attorney Client Privilege Exceptions

  • Some of the most common exceptions to the privilege include: 1. Death of a client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent’s heirs, legatees or other parties claiming under the deceased client. 2. Fiduciary Duty . A corporation’s right to assert the attorney-client privilege is not absolute. An exception to the privi…
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Examples of Attorney-Client Privilege

  • Following are some examples of attorney-client privilege. 1. A client is seeking advice from a lawyer for a business transactionand discloses confidential information about their business operations. 2. A client disclosing information to his or her attorney about a past crime that he or she committed, and the communication was done in private. 3. A client disclosing to the attorne…
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What Happens When Attorney-Client Privilege Is Broken?

  • Specific sanctions may be imposed on an attorney who reveals confidential communications, but where there is the mere potential for disclosure, disqualification motions are common. These motions typically claim that a lawyer or firm should be disqualified due to the fact that the lawyer or a member of his firm had previously represented the party desiring disqualification. While dis…
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Overview

Attorney–client privilege or lawyer–client privilege is the name given to the common law concept of legal professional privilege in the United States. Attorney–client privilege is "[a] client's right to refuse to disclose and to prevent any other person from disclosing confidential communications between the client and the attorney."
The attorney–client privilege is one of the oldest privileges for confidential communications. Th…

General requirements under United States law

Although there are minor variations, the elements necessary to establish the attorney–client privilege generally are:
1. The asserted holder of the privilege is (or sought to become) a client; and
2. The person to whom the communication was made:

When the privilege may not apply

When an attorney is not acting primarily as an attorney but, for instance, as a business advisor, member of the Board of Directors, or in another non-legal role, then the privilege generally does not apply.
The privilege protects the confidential communication, and not the underlying information. For instance, if a client has previously disclosed confidential information to a third party who is not a…

Tax practice

In the United States, communications between accountants and their clients are usually not privileged. A person who is worried about accusations of questionable accounting, such as tax evasion, may decide to work only with an attorney or only with an accountant who is also an attorney; some or all of the resulting communications may be privileged provided that all the requirements for the attorney–client privilege are met. The mere fact that the practitioner is an a…

In the federal courts

If a case arises in the federal court system, the federal court will apply Rule 501 of the Federal Rules of Evidence to determine whether to apply the privilege law of the relevant state or federal common law. If the case is brought to the federal court under diversity jurisdiction, the law of the relevant state will be used to apply the privilege. If the case involves a federal question, the federal court will apply the federal common law of attorney–client privilege; however, Rule 501 grants fl…

See also

• Admissible evidence
• Buried Bodies Case
• Contract attorney
• Legal professional privilege (England & Wales)

Notes

1. ^ "Attorney–client privilege", Black's Law Dictionary, p. 1391 col. 2 (Bryan A. Garner 10th ed. 2014).
2. ^ Swidler & Berlin v. United States, 524 U.S. 399, 403 (1998).
3. ^ Upjohn Co. v. United States, 449 U.S. 383, 389 (1981).

External links

• Federal Rule of Evidence 502 Resource Page Provides background and key links on the 2008 amendment "to address the waiver of the attorney–client privilege and the work product doctrine."
• Office of the General Counsel: The Attorney–Client Privilege from Stanford University

What Does The Attorney-Client Privilege Protect?

When The Attorney-Client Privilege Doesn't Apply

  • Despite the broad scope of the attorney-client privilege, it isn't an absolute safeguard. The American Bar Association's Model Rules of Professional Conductnotes that attorneys can disclose privileged information as necessary in representing their clients. For example, attorneys can share documents with their support staff or include certain information obtained from their …
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The Crime-Fraud Exception and Law Enforcement

  • When a client commits crimes with the attorney's help, the attorney-client privilege does not shield their communications relating to the criminal conduct. However, privileged and unprivileged communications can easily get intermingled in these cases. Prosecutors investigating potential crimes would want to examine all records (privileged or not) to aid in their evidence-gathering. I…
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Establishing and Challenging The Attorney-Client Privilege

  • The Supreme Court established a four-factor test in Upjohn Co. v. United Statesto determine whether the attorney-client privilege applies and how to challenge it. According to the test, to establish the privilege: 1. The person or entity asserting the privilege must be a "client" 2. Communication must be to an attorney acting as an attorney 3. Comm...
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