5. who has the legal power to assert the attorney-client privilege

by Joshua Marks 7 min read

2d 330, 334 (1993). The privilege is held by the client, who has the sole authority to waive the privilege. Nonetheless, the attorney is required to assert or invoke the privilege when necessary on behalf of the client, even without an express instruction by the client. There are few exceptions to the privilege.

Full Answer

What is not protected by the privilege of attorney client privilege?

85 The privilege usually does not protect other facts about clients. [11.304] • Examples include client's whereabouts; client's address; client's trust account held by a lawyer. The privilege usually does not protect retainer agreements.

What is the source of attorney-client privilege in New York?

The statutory source of attorney-client privilege in the State of New York is CPLR § 4503(A)(1), which provides: Unless the client waives the privilege, an attorney or his or her employee, or any person who obtains without the knowledge of the client evidence of a confidential communication made between the

Does the privilege extend to communications with the agent of attorney?

The privilege may extend to protect communications between the client and the agent of an attorney if the communication is confidential and made for the purpose of obtaining legal advice from counsel. United States v. Schwimmer, 892 F.2d 237, 243 (2d Cir. 1989) (information provided to an accountant by a client at the behest of his

When is there no attorney-client privilege under the First Amendment?

CRIME/FRAUD EXCEPTION: Pursuant to §90.502 (4) (a), there is no attorney-client privilege when the services of the lawyer were sought or obtained to enable or aid anyone to commit or plan to commit what the client knew was a crime or fraud.

Where does attorney-client privilege come from?

The attorney-client privilege is the oldest privilege recognized by Anglo-American jurisprudence. In fact, the principles of the testimonial privilege may be traced all the way back to the Roman Republic, and its use was firmly established in English law as early as the reign of Elizabeth I in the 16th century.

Which party holds the privilege in the attorney-client relationship?

In that sense, the privilege is the client's, not the lawyer's—the client can decide to forfeit (or waive) the privilege, but the lawyer cannot. The privilege generally stays in effect even after the attorney-client relationship ends, and even after the client dies.

How do you assert privilege?

The privilege may be asserted in advance of trial with notice to the parties. If a privilege is claimed during trial, the court must permit it to be asserted outside the hearing of the jury. It is usually reversible error to force a witness to claim a privilege in open court.

What is attorney-client privilege and what it protects?

It prevents a lawyer from being compelled to testify against his/her client. The purpose underlying this privilege is to ensure that clients receive accurate and competent legal advice by encouraging full disclosure to their lawyer without fear that the information will be revealed to others.

How do you assert attorney-client privilege?

To fall within the attorney-client privilege, the communication must be:Made between a client and a lawyer,In confidence,During the course of the attorney-client relationship, and.The communication must be made with the attorney in his or her professional (legal) capacity.

How does attorney-client privilege work?

Lawyer-client privilege means that nobody can force a client to disclose the contents of any communications between the client and that client's lawyer. This privilege is subject to very limited exceptions. The right of confidentiality belongs to the client (not the lawyer).

What does it mean to assert privilege?

1 to insist upon (rights, claims, etc.) 2 may take a clause as object to state to be true; declare categorically. 3 to put (oneself) forward in an insistent manner.

Who is the holder of privilege?

As used in this article, "holder of the privilege" means: (a) The patient when he has no guardian or conservator. (b) A guardian or conservator of the patient when the patient has a guardian or conservator. (c) The personal representative of the patient if the patient is dead.

What does assert the privilege on behalf of the client mean?

In most cases, when a therapists receives a subpoena, the first step is to assert privilege, which in practice means the therapist refuses to provide any information, including knowledge of the client.

What are the elements of the attorney-client privilege?

Although the precise definition of attorney–client privilege varies among state and federal courts, there are four basic elements to establish attorney–client privilege: (i) a communication; (ii) made between counsel and client; (iii) in confidence; (iv) for the purpose of seeking, obtaining or providing legal ...

Which of the following best describes the attorney-client privilege?

Which of the following best describes the attorney-client privilege? An attorney cannot be compelled to, nor volunteer to, reveal confidential communications made by the client to the attorney.

What is covered by legal privilege?

Legal advice privilege protects communications between a lawyer and client that are made for the sole or dominant purpose of giving or receiving of legal advice. This includes communications that form part of a continuum which aims to keep client and lawyer informed so that legal advice may be given as required.

How many types of privileges are there?

You can have (or lack) privilege because of your race, gender, sexual orientation, ability, religion, wealth, and class, among many other characteristics. Having privilege means having an advantage that is out of your control and that you didn't ask for.

What is the difference between a privilege and a right give examples of each?

A right is something that cannot be legally denied, such as the rights to free speech, press, religion, and raising a family. A privilege is something that can be given and taken away and is considered to be a special advantage or opportunity that is available only to certain people.

What is the attorney-client privilege?

The Attorney-Client Privilege. The attorney-client privilege may protect a communication from disclosure if five fundamental elements exist: (1) an attorney; (2) a client; (3) a communication; (4) a confidentiality that was anticipated and preserved; and (5) legal advice or assistance (as opposed to business or personal advice) ...

When does the privilege apply?

The privilege likely only applies when that person is acting in a legal capacity. The determination of who is counsel is also more difficult with regard to corporate communications. In certain jurisdictions and situations, the privilege may include paralegals and assistants in the legal department.

What happens if an attorney withholds documents?

At the same time, if an attorney is overly restrictive or indiscriminately withholds documents, they risk losing credibility with opposing counsel and the court, which can make it more difficult to assert the privilege when necessary.

Why is an email not privileged?

However, if an email between outside and internal counsel is forwarded to someone outside of the legal team within the company, privilege is not broken because the communication is still between attorney and client.

What is an in house counsel?

In-house counsel is often called upon to provide input beyond a legal opinion. They often fill senior leadership roles within corporations and engage in day-to-day business decision making outside of their role as an attorney.

When should non-lawyer communications be withheld?

The trickier question is whether the communication should be withheld or redacted when non-lawyers discuss, not legal advice they have been given, but legal advice they intend to seek from in-house counsel. The privilege analysis with non-lawyer communications becomes even more complicated when the work product doctrine is taken into consideration. Under the work product doctrine, communications and documents can be privileged even if the communication does not directly include or reference an attorney, if the work or communication was done at the direction of an attorney and in anticipation of litigation.

Where to put "privileged" in a document?

Likewise, a well-intentioned employee concerned about confidentiality may insert the word “Privileged” at the top of a document or communication so that it remains confidential. However, unless the nature of the communication is legal advice or it is a document prepared at the request of counsel in anticipation of litigation, the privilege does not apply.

What is attorney-client privilege?

To review the basics, the attorney-client privilege applies to: 1 Communications between an individual and an attorney (or someone acting at the direction of an attorney); and 2 Communications between a compliance officer and an in-house counsel can qualify for the attorney-client privilege so long as it is intended to seek, obtain or provide legal guidance or services.

Can lawyers see the big picture?

Let’s be honest – lawyer can be blowhards and in litigation circumstances, lawyers can fail to see the big picture. In recent years, litigators have sought to claim expansive interpretations of the attorney-client privilege. Federal judges are expressing frustration at these broad claims of privilege and beginning to cut back on such claims by reminding attorneys that blanket claims of privilege by the presence of an attorney in a meeting or the listing of an attorney on an email are not going to be sustained.

Can you copy an in-house counsel?

A specific issue addressed by the court is important to remember – copying an in-house counsel on internal email will not entitle the company to assert the privilege over the communication. To be privileged, the communications must directly involve the in-house counsel and for the purpose of seeking or providing legal advice. Companies have to be mindful of this important limitation when communicating about legal and compliance issues.

How many exceptions are there to the lawyer-client privilege?

There are five statutory exceptions to the lawyer-client privilege. If one of the exceptions applies, there is no attorney-client privilege on that issue and the attorney is free to discuss relevant privileged communications with the interested persons.

Is a trustee's communication with the trustee's attorney confidential?

The court concluded that a “trustee’s communications with the trustee’s attorneys are confidential. But when, with the help of an attorney, a trustee deliberately sets out to defeat the rights of a beneficiary, by withholding material information in violation of the trustee’s fiduciary duty, communications to that end between the trustee and ...

Can an estate planning lawyer testify to a will?

Thus, an estate planning lawyer who is an attesting witness to a will or trust instrument may, pursuant to subpoena, testify with respect to the circumstances surrounding execution of the instrument, including opinions on the issue of the client’s competence at the time.

What is attorney-client privilege?

The attorney-client privilege protects communications between clients and their lawyers under certain circumstances.

What is the oldest and most important evidentiary protection?

The attorney-client privilege stands alone as the oldest and most important evidentiary protection.

What chapter in the Work Product doctrine is the work product doctrine?

Chapters 33 through 38 begin the discussion of the work product doctrine.

What are the chapters 51-60?

Chapters 51 through 60 address the substantive and logistical ramifications of litigants' assertion of, and litigation involving, both the attorney-client privilege and the work product doctrine protection.

What is Chapter 43 of the WOR K?

Chapter 43 discusses wor k product protection in the two specific contexts of corporate investigations and insurance.

What Is Attorney-Client Privilege?

  • Attorney-client privilege refers to a legal privilege that works to keep confidential communications between an attorney and his or her client secret. This is the name given to the common law concept of legal professional privilege in the United States. The privilege is a client’s right to refuse to disclose, and to prevent others from disclosing confidential communications between …
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Purpose of Attorney-Client Privilege

  • The purpose of the attorney-client privilege is to promote open and frank communications between clients and their lawyers. To represent a client effectively, lawyers must have access to all relevant information concerning the representation. If a client knows that certain information will be kept secret, he or she may be more willing to divulge that information to the lawyer. The p…
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What’s Covered Under Attorney Client Privilege?

  • The attorney-client privilege in the United States is often defined by reference to the 5 Cs: (1) a Communication (2) made in Confidence (3) between a Client (4) and Counsel (5) for the purpose of seeking or providing legal Counsel or advice. 1. All types of communications or exchanges between a client and attorney may be covered by the attorney-cl...
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Attorney Client Privilege Exceptions

  • Some of the most common exceptions to the privilege include: 1. Death of a client. The privilege may be breached upon the death of a testator-client if litigation ensues between the decedent’s heirs, legatees or other parties claiming under the deceased client. 2. Fiduciary Duty . A corporation’s right to assert the attorney-client privilege is not absolute. An exception to the privi…
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Examples of Attorney-Client Privilege

  • Following are some examples of attorney-client privilege. 1. A client is seeking advice from a lawyer for a business transactionand discloses confidential information about their business operations. 2. A client disclosing information to his or her attorney about a past crime that he or she committed, and the communication was done in private. 3. A client disclosing to the attorne…
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What Happens When Attorney-Client Privilege Is Broken?

  • Specific sanctions may be imposed on an attorney who reveals confidential communications, but where there is the mere potential for disclosure, disqualification motions are common. These motions typically claim that a lawyer or firm should be disqualified due to the fact that the lawyer or a member of his firm had previously represented the party desiring disqualification. While dis…
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“But In-House Counsel Was Copied on The Email, Isn’T That Enough?”

  • When a business faces the prospect of producing documents in litigation, determining which documents are protected by the attorney-client privilege and preventing those documents from inadvertent disclosure is of paramount importance. Such a disclosure can have serious consequences for both the attorney’s and the client’s interests, including a court finding the privil…
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The Attorney-Client Privilege

  • The attorney-client privilege may protect a communication from disclosure if five fundamental elements exist: (1) an attorney; (2) a client; (3) a communication; (4) a confidentiality that was anticipated and preserved; and (5) legal advice or assistance (as opposed to business or personal advice) as the primary purpose of the communication. Paul R...
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In-House Counsel and The Attorney-Client Privilege

  • The nature of many business communications makes it difficult to determine when the attorney-client privilege applies. Business communications often involve many participants, outside or in-house counsel may or may not be personally involved, legal recommendations or requests are often mixed with day-to-day correspondence and long email chains meander along multiple topi…
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Who Is The Attorney and Who Is The Client?

  • Communications with outside counsel are often easy to segregate and identify. If Company A hires Law Firm B to litigate a dispute, it is clear that communications between Company A and Law Firm B are likely protected by the attorney-client privilege (and often the work product doctrine as well). However, the application of the attorney-client privilege is more nuanced with i…
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Is The Communication Intended to Be Confidential?

  • The applicability of the attorney-client privilege in the corporate environment is often most difficult to determine in the context of email, a now ubiquitous form of communication that frequently makes up the bulk of documents produced in discovery. Corporate emails often involve multiple people with long chains of multiple communications and attachments. In making a privi…
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Is Legal Advice The Primary Purpose?

  • It may be tempting for a privilege reviewer to quickly mark as privileged a communication between in-house counsel and the client or a document that has boilerplate language indicating that the communication is privileged. However, privilege is not that simple. The communication must satisfy all privilege requirements, including the requirement that the communication’s “pri…
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